FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Sentinel Energy Services Inc. [ STNL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/07/2019 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 03/31/2020 | P | 521,142 | A | $10 | 521,142 | I | See footnote(1) | ||
Class A Common Stock | 05/15/2020 | P | 2,500 | A | $10 | 523,642 | I | See footnote(1) | ||
Class A Common Stock | 08/07/2020 | P | 19,769 | A | $10 | 543,411 | I | See footnote(1) | ||
Class A Common Stock | 12/15/2020 | P | 7,500 | A | $10 | 550,911 | I | See footnote(1) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (2) | 11/07/2019 | J | 7,695,000 | (2) | (2) | Class A Common Stock | 7,695,000 | (2) | 855,000 | I | See footnote(1) |
Explanation of Responses: |
1. The reported securities are owned directly by Sentinel Management Holdings, LLC (the "Sponsor"). CSL Sentinel Holdings, LLC ("CSL Sentinel") is the managing member of the Sponsor and the Reporting Person is the managing member of CSL Sentinel. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of or has any pecuniary interest in, these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
2. If an initial business combination between the issuer and another company would have occurred prior to the expiration of the deadline in the issuer's charter, the shares of Class B Common Stock would have converted into shares of Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights. The issuer did not consummate an initial business combination prior to the expiration of the deadline in the issuer's charter and the Sponsor forfeited 90% of its shares of Class B Common Stock in connection therewith. The shares of Class B Common Stock have no expiration date. Shares of Class B Common Stock were formerly known as Class B Ordinary Shares. |
/s/ Kent Jamison, attorney-in-fact | 03/31/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |