0001179110-19-010590.txt : 20190924 0001179110-19-010590.hdr.sgml : 20190924 20190924164000 ACCESSION NUMBER: 0001179110-19-010590 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190920 FILED AS OF DATE: 20190924 DATE AS OF CHANGE: 20190924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim Ho min CENTRAL INDEX KEY: 0001785825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38226 FILM NUMBER: 191111236 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVE STREET 2: SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied Esports Entertainment, Inc. CENTRAL INDEX KEY: 0001708341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 821659427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: (949) 225-2600 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: Black Ridge Acquisition Corp. DATE OF NAME CHANGE: 20170602 4 1 edgar.xml FORM 4 - X0306 4 2019-09-20 0 0001708341 Allied Esports Entertainment, Inc. AESE 0001785825 Kim Ho min 17877 VON KARMEN AVE SUITE 300 IRVINE CA 92614 1 0 0 0 Common Stock 2019-09-20 4 A 0 3534 0 A 3534 D Stock Options 5.66 2019-09-20 4 A 0 40000 0 A 2029-09-20 Common Stock 40000 40000 D Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Exhibit 24.1 filed with Form 3 and incorporated herein by reference. /s/ David Polgreen, as Attorney-in-Fact for Ho Min Kim 2019-09-24