<SEC-DOCUMENT>0000929638-24-000770.txt : 20240226 <SEC-HEADER>0000929638-24-000770.hdr.sgml : 20240226 <ACCEPTANCE-DATETIME>20240226202618 ACCESSION NUMBER: 0000929638-24-000770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240222 FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON ROY LAWRENCE CENTRAL INDEX KEY: 0001887902 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38226 FILM NUMBER: 24681458 MAIL ADDRESS: STREET 1: 17877 VON KARMAN AVENUE, SUITE 300 CITY: IRVING STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied Gaming & Entertainment Inc. CENTRAL INDEX KEY: 0001708341 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 821659427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: SUITE 500 CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: (646) 768-4240 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: SUITE 500 CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: Allied Esports Entertainment, Inc. DATE OF NAME CHANGE: 20190815 FORMER COMPANY: FORMER CONFORMED NAME: Black Ridge Acquisition Corp. DATE OF NAME CHANGE: 20170602 </SEC-HEADER> <DOCUMENT> <TYPE>4 <SEQUENCE>1 <FILENAME>form4.xml <TEXT> <XML> <?xml version="1.0"?> <ownershipDocument> <schemaVersion>X0508</schemaVersion> <documentType>4</documentType> <periodOfReport>2024-02-22</periodOfReport> <issuer> <issuerCik>0001708341</issuerCik> <issuerName>Allied Gaming & Entertainment Inc.</issuerName> <issuerTradingSymbol>AGAE</issuerTradingSymbol> </issuer> <reportingOwner> <reportingOwnerId> <rptOwnerCik>0001887902</rptOwnerCik> <rptOwnerName>ANDERSON ROY LAWRENCE</rptOwnerName> </reportingOwnerId> <reportingOwnerAddress> <rptOwnerStreet1>745 FIFTH AVE SUITE 500</rptOwnerStreet1> <rptOwnerStreet2></rptOwnerStreet2> <rptOwnerCity>NEW YORK</rptOwnerCity> <rptOwnerState>NY</rptOwnerState> <rptOwnerZipCode>10151</rptOwnerZipCode> <rptOwnerStateDescription></rptOwnerStateDescription> </reportingOwnerAddress> <reportingOwnerRelationship> <isOfficer>true</isOfficer> <officerTitle>Chief Financial Officer</officerTitle> </reportingOwnerRelationship> </reportingOwner> <aff10b5One>false</aff10b5One> <nonDerivativeTable> <nonDerivativeTransaction> <securityTitle> <value>Common Stock, par value $0.0001 per share</value> </securityTitle> <transactionDate> <value>2024-02-22</value> </transactionDate> <transactionCoding> <transactionFormType>4</transactionFormType> <transactionCode>A</transactionCode> <equitySwapInvolved>0</equitySwapInvolved> </transactionCoding> <transactionAmounts> <transactionShares> <value>30000</value> <footnoteId id="F1"/> </transactionShares> <transactionPricePerShare> <value>0</value> </transactionPricePerShare> <transactionAcquiredDisposedCode> <value>A</value> </transactionAcquiredDisposedCode> </transactionAmounts> <postTransactionAmounts> <sharesOwnedFollowingTransaction> <value>30000</value> <footnoteId id="F2"/> </sharesOwnedFollowingTransaction> </postTransactionAmounts> <ownershipNature> <directOrIndirectOwnership> <value>D</value> </directOrIndirectOwnership> </ownershipNature> </nonDerivativeTransaction> <nonDerivativeTransaction> <securityTitle> <value>Common Stock, par value $0.0001 per share</value> </securityTitle> <transactionDate> <value>2024-02-22</value> </transactionDate> <transactionCoding> <transactionFormType>4</transactionFormType> <transactionCode>F</transactionCode> <equitySwapInvolved>0</equitySwapInvolved> </transactionCoding> <transactionAmounts> <transactionShares> <value>2597</value> <footnoteId id="F3"/> </transactionShares> <transactionPricePerShare> <value>1.04</value> </transactionPricePerShare> <transactionAcquiredDisposedCode> <value>D</value> </transactionAcquiredDisposedCode> </transactionAmounts> <postTransactionAmounts> <sharesOwnedFollowingTransaction> <value>27403</value> <footnoteId id="F2"/> </sharesOwnedFollowingTransaction> </postTransactionAmounts> <ownershipNature> <directOrIndirectOwnership> <value>D</value> </directOrIndirectOwnership> </ownershipNature> </nonDerivativeTransaction> </nonDerivativeTable> <footnotes> <footnote id="F1">Consists of a grant of restricted stock units ("RSU"). Each RSU represents the right to receive one share of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock"). The RSUs shall vest: (i) twenty-five percent (25%) immediately upon granting and (ii) the remaining shares shall vest in three (3) equal successive installments upon the Reporting Person's completion of each six (6) month period of service over the eighteen (18) month period measured from the date of grant.</footnote> <footnote id="F2">Includes 22,500 shares of the Issuer's Common Stock subject to RSUs granted on February 22, 2024.</footnote> <footnote id="F3">Represents shares withheld to satisfy tax withholding obligations.</footnote> </footnotes> <ownerSignature> <signatureName>/s/ Roy L. Anderson</signatureName> <signatureDate>2024-02-26</signatureDate> </ownerSignature> </ownershipDocument> </XML> </TEXT> </DOCUMENT> </SEC-DOCUMENT>