0001127602-24-022610.txt : 20240820 0001127602-24-022610.hdr.sgml : 20240820 20240820162823 ACCESSION NUMBER: 0001127602-24-022610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240819 FILED AS OF DATE: 20240820 DATE AS OF CHANGE: 20240820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRECK PAUL CENTRAL INDEX KEY: 0001708063 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41374 FILM NUMBER: 241225548 MAIL ADDRESS: STREET 1: 10 FINDERNE AVENUE STREET 2: BUILDING 10 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PepGen Inc. CENTRAL INDEX KEY: 0001835597 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 MARINA PARK DRIVE, SUITE 900 CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 703-456-8000 MAIL ADDRESS: STREET 1: 1 MARINA PARK DRIVE, SUITE 900 CITY: BOSTON STATE: MA ZIP: 02210 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-08-19 0001835597 PepGen Inc. PEPG 0001708063 STRECK PAUL C/O PEPGEN INC. 321 HARRISON AVE., 8TH FL BOSTON MA 02118 1 EVP, Head of R&D 0 Stock Option (Right to Buy) 9.83 2024-08-19 4 A 0 202816 0 A 2025-08-19 2034-08-18 Common Stock 202816 202816 D Stock Option (Right to Buy) 9.83 2024-08-19 4 A 0 40000 0 A 2025-08-19 2034-08-18 Common Stock 40000 242816 D The option has been granted pursuant to the PepGen Inc. 2024 Inducement Plan as a material inducement to the reporting person's acceptance of employment with the company in accordance with NASDAQ Listing Rule 5635(c)(4). This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date. /s/ Mary Beth DeLena, as Attorney-in-Fact 2024-08-20