FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/31/2018 |
3. Issuer Name and Ticker or Trading Symbol
LINDE PLC [ LIN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 2,268 | I | In trust for children |
Ordinary Shares | 68,384 | I | Grantor Retained Annuity Trusts |
Ordinary Shares | 39,285 | I | Angel Descendants Trust |
Ordinary Shares | 7,746 | I | 2012 Descendants Trust |
Ordinary Shares | 9,362.3907 | I | 401(k) |
Ordinary Shares | 171,083 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | (1) | (1) | Ordinary Shares | 38,270 | $0(1) | D | |
Restricted Stock Units | (2) | (2) | Ordinary Shares | 29,580 | $0(2) | D | |
Restricted Stock Units | (3) | (3) | Ordinary Shares | 47,632 | $0(3) | D | |
Restricted Stock Units | (2) | (2) | Ordinary Shares | 30,215 | $0(2) | D | |
Restricted Stock Units | (3) | (3) | Ordinary Shares | 32,580 | $0(3) | D | |
Stock Option (right to buy) | (4) | 02/22/2021 | Ordinary Shares | 218,175 | $97.84 | D | |
Stock Option (right to buy) | (4) | 02/28/2022 | Ordinary Shares | 236,510 | $109.68 | D | |
Stock Option (right to buy) | (4) | 02/26/2023 | Ordinary Shares | 187,015 | $110.58 | D | |
Stock Option (right to buy) | (4) | 02/25/2024 | Ordinary Shares | 203,930 | $128.8 | D | |
Stock Option (right to buy) | (4) | 02/24/2025 | Ordinary Shares | 261,075 | $128.38 | D | |
Stock Option (right to buy) | (5) | 02/23/2026 | Ordinary Shares | 416,355 | $102.22 | D | |
Stock Option (right to buy) | (6) | 02/28/2027 | Ordinary Shares | 435,850 | $118.71 | D | |
Stock Option (right to buy) | (7) | 02/27/2028 | Ordinary Shares | 318,780 | $154 | D | |
Deferred Stock Units | (8) | (8) | Ordinary Shares | 73,998.475 | $0(9) | D |
Explanation of Responses: |
1. Restricted Stock Units that will vest in full and payout on February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis. |
2. Restricted Stock Units will vest in full and payout on February 23, 2019 in Linde plc Ordinary Shares on a one-for-one basis. |
3. Restricted Stock Units that will vest in full and payout on February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis. |
4. This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant. |
5. This options vests over three years in three consecutive equal annual installments beginning on February 23, 2017. |
6. This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018. |
7. This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019. |
8. Deferred stock units previously acquired under Praxair, Inc.'s Compensation Deferral Plan ("Deferral Plan") that will payout in Linde plc Ordinary Shares on a one-for-one basis. |
9. Conversion to Linde plc Ordinary Shares is on a 1-to-1 basis. |
Remarks: |
Anthony M. Pepper, Attorney-in-Fact | 10/31/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |