0001062993-22-013648.txt : 20220527
0001062993-22-013648.hdr.sgml : 20220527
20220527115248
ACCESSION NUMBER: 0001062993-22-013648
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220321
FILED AS OF DATE: 20220527
DATE AS OF CHANGE: 20220527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lamba Sanjiv
CENTRAL INDEX KEY: 0001757274
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38730
FILM NUMBER: 22974613
MAIL ADDRESS:
STREET 1: THE PRIESTLEY CENTRE, 10 PRIESTLEY RD
STREET 2: SURREY RESEARCH PARK
CITY: GUILDFORD, SURREY
STATE: X0
ZIP: GU2 7XY
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDE PLC
CENTRAL INDEX KEY: 0001707925
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: THE PRIESTLEY CENTRE, 10 PRIESTLEY RD
CITY: GUILDFORD
STATE: X0
ZIP: GU27XY
BUSINESS PHONE: 00441483242200
MAIL ADDRESS:
STREET 1: THE PRIESTLEY CENTRE, 10 PRIESTLEY RD
CITY: GUILDFORD
STATE: X0
ZIP: GU27XY
FORMER COMPANY:
FORMER CONFORMED NAME: ZAMALIGHT PLC
DATE OF NAME CHANGE: 20170622
FORMER COMPANY:
FORMER CONFORMED NAME: PRAXAIR
DATE OF NAME CHANGE: 20170614
FORMER COMPANY:
FORMER CONFORMED NAME: ZAMALIGHT PLC
DATE OF NAME CHANGE: 20170530
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-03-21
0001707925
LINDE PLC
LIN
0001757274
Lamba Sanjiv
C/O LINDE PLC
FORGE, 43 CHURCH STREET WEST
WOKING, SURREY
X0
GU21 6HT
UNITED KINGDOM
1
1
0
0
Chief Executive Officer
Ordinary Shares
2022-03-21
4
M
0
10770
0
A
44460
D
Ordinary Shares
2022-03-21
4
F
0
4991
311.66
D
39469
D
Ordinary Shares
2022-03-21
4
M
0
5310
0
A
44779
D
Ordinary Shares
2022-03-21
4
F
0
2461
311.66
D
42318
D
Ordinary Shares
2022-03-21
4
M
0
3590
0
A
45908
D
Ordinary Shares
2022-03-21
4
F
0
1664
311.66
D
44244
D
Restricted Stock Units
0
2022-03-21
4
M
0
3590
0
D
Ordinary Shares
3590
0
D
Performance Share Units
0
2022-03-21
4
A
0
10770
0
A
Ordinary Shares
10770
10770
D
Performance Share Units
0
2022-03-21
4
M
0
10770
0
D
Ordinary Shares
10770
0
D
Performance Share Units
0
2022-03-21
4
A
0
5310
0
A
Ordinary Shares
5310
5310
D
Performance Share Units
0
2022-03-21
4
M
0
5310
0
D
Ordinary Shares
5310
0
D
Restricted Stock Units
Ordinary Shares
6335
6335
D
Restricted Stock Units
Ordinary Shares
3895
3895
D
Restricted Stock Units
Ordinary Shares
3090
3090
D
Stock Option (right to buy)
270.99
2023-03-07
2032-03-07
Ordinary Shares
54920
54920
D
Stock Option (right to buy)
253.68
2022-03-08
2031-03-08
Ordinary Shares
40995
40995
D
Stock Option (right to buy)
173.13
2021-03-09
2030-03-09
Ordinary Shares
37565
37565
D
Stock Option (right to buy)
1.92
2021-06-07
2022-06-07
Ordinary Shares
2840
2840
D
Stock Option (right to buy)
176.63
2020-03-20
2029-03-20
Ordinary Shares
40470
40470
D
Shares of common stock acquired pursuant to the payout of a performance share unit grant made on March 20, 2019 (the "PSU").
Shares of common stock withheld from the payout to cover tax withholdings.
Shares of common stock acquired pursuant to the payout of a restricted stock unit grant made on March 20, 2019.
The PSU paid out on March 21, 2022 and the number of shares awarded and paid out was determined based upon the average annual return on capital ("ROC") of Linde plc from 2019-2021 measured
against ROC goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2019.
The PSU paid out on March 21, 2022 and the number of shares awarded and paid out was determined based upon the total shareholder return ("TSR") of Linde plc from 2019-2021 measured against TSR
goals set by the Human Capital Committee of the Board of Directors when the PSU was granted in 2019.
Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
Stock options have been granted pursuant to the Business Combination Agreement among Praxair, Inc., Linde AG, Linde plc and certain of their affiliates, dated June 1, 2017, as amended (the "BCA").
The stock options replace certain previously granted equity awards granted by Linde AG that were terminated in connection with the closing of the Business Combination of Praxair, Inc. and Linde AG
that occurred on October 31, 2018. A more detailed explanation of these stock option replacement awards is discussed in the Linde plc Registration Statement on Form S-4 (Amendment No. 4) filed with
the SEC on August 11, 2017 under the section titled "The Business Combination - Interests of Directors, Board Members and Executive Officers in the Business Combination - Linde AG - Treatment of
Equity Awards" on pages 183-187.
This option vests over three years in three consecutive equal annual installments beginning March 20, 2020.
Anthony M. Pepper as attorney-in-fact
2022-05-27