0001209191-19-043879.txt : 20190731 0001209191-19-043879.hdr.sgml : 20190731 20190731170757 ACCESSION NUMBER: 0001209191-19-043879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190729 FILED AS OF DATE: 20190731 DATE AS OF CHANGE: 20190731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banon Shay CENTRAL INDEX KEY: 0001753445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38675 FILM NUMBER: 19989640 MAIL ADDRESS: STREET 1: C/O ELASTIC NV STREET 2: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Elastic N.V. CENTRAL INDEX KEY: 0001707753 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: P7 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: KEIZERSGRACHT 281 CITY: AMSTERDAM STATE: P7 ZIP: 1016 ED BUSINESS PHONE: (650) 458-2620 MAIL ADDRESS: STREET 1: 800 WEST EL CAMINO REAL SUITE 350 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 FORMER COMPANY: FORMER CONFORMED NAME: Elastic B.V. DATE OF NAME CHANGE: 20180612 FORMER COMPANY: FORMER CONFORMED NAME: Elasticsearch Global BV DATE OF NAME CHANGE: 20170605 FORMER COMPANY: FORMER CONFORMED NAME: ELasticsearch Global BV DATE OF NAME CHANGE: 20170526 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-29 0 0001707753 Elastic N.V. ESTC 0001753445 Banon Shay C/O ELASTIC N.V. 800 WEST EL CAMINO REAL, SUITE 350 MOUNTAIN VIEW CA 94040 1 1 1 0 CEO and Chairman Ordinary Shares 2019-07-29 4 M 0 173908 10.15 A 8615599 D Ordinary Shares 2019-07-29 4 S 0 11992 96.5724 D 8603607 D Ordinary Shares 2019-07-29 4 S 0 52130 97.8109 D 8551477 D Ordinary Shares 2019-07-29 4 S 0 32542 98.6131 D 8518935 D Ordinary Shares 2019-07-29 4 S 0 50247 99.7714 D 8468688 D Ordinary Shares 2019-07-29 4 S 0 21851 100.4155 D 8446837 D Ordinary Shares 2019-07-29 4 S 0 2200 101.8672 D 8444637 D Ordinary Shares 2019-07-29 4 S 0 2946 102.6001 D 8441691 D Ordinary Shares 2019-07-30 4 M 0 99788 10.15 A 8541479 D Ordinary Shares 2019-07-30 4 S 0 37122 99.6753 D 8504357 D Ordinary Shares 2019-07-30 4 S 0 62066 100.3573 D 8442291 D Ordinary Shares 2019-07-30 4 S 0 600 101.05 D 8441691 D Employee Stock Option (right to buy) 10.15 2019-07-29 4 M 0 173908 0.00 D 2027-09-06 Ordinary Shares 173908 57055 D Employee Stock Option (right to buy) 10.15 2019-07-30 4 M 0 57055 0.00 D 2027-09-06 Ordinary Shares 57055 0 D Employee Stock Option (right to buy) 10.15 2019-07-30 4 M 0 42733 0.00 D 2027-09-06 Ordinary Shares 42733 821585 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted June 12, 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.17 to $97.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (10) to this Form 4. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $97.18 to $98.17, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $98.18 to $99.17, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $99.23 to $100.20, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $100.23 to $101.12, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $101.30 to $102.18, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $102.49 to $102.87, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $98.93 to $99.92, inclusive. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $99.93 to $100.89, inclusive. The ordinary shares subject to the option are fully vested and immediately exercisable. The ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017. /s/ W.H. Baird Garrett, by power of attorney 2019-07-31