0001209191-20-015868.txt : 20200303 0001209191-20-015868.hdr.sgml : 20200303 20200303214854 ACCESSION NUMBER: 0001209191-20-015868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ashmore Alex CENTRAL INDEX KEY: 0001785053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38110 FILM NUMBER: 20685569 MAIL ADDRESS: STREET 1: C/O DELPHI TECHNOLOGIES PLC STREET 2: 1 ANGEL COURT, 10TH FLOOR CITY: LONDON STATE: X0 ZIP: EC2R 7HJ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Delphi Technologies PLC CENTRAL INDEX KEY: 0001707092 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 981367514 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ANGEL COURT STREET 2: 10TH FLOOR CITY: LONDON STATE: X0 ZIP: EC2R 7HJ BUSINESS PHONE: 011-44-020-305-74300 MAIL ADDRESS: STREET 1: ONE ANGEL COURT STREET 2: 10TH FLOOR CITY: LONDON STATE: X0 ZIP: EC2R 7HJ FORMER COMPANY: FORMER CONFORMED NAME: Delphi Jersey Holdings plc DATE OF NAME CHANGE: 20170518 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-28 0 0001707092 Delphi Technologies PLC DLPH 0001785053 Ashmore Alex C/O DELPHI TECHNOLOGIES PLC 1 ANGEL COURT, 10TH FLOOR LONDON X0 EC2R 7HJ UNITED KINGDOM 0 1 0 0 Senior Vice President* Ordinary Shares 2020-02-28 4 X 0 64 0.00 A 8334 D Ordinary Shares 2020-02-28 4 X 0 1493 0.00 A 9827 D Ordinary Shares 2020-02-28 4 X 0 2580 0.00 A 12407 D Ordinary Shares 2020-02-28 4 A 0 2540 0.00 A 14947 D Ordinary Shares 2020-02-28 4 F 0 3970 14.12 D 10977 D Dividend Equivalent Rights 2020-02-28 4 X 0 64 0.00 D Ordinary Shares 64 37.626 D Restricted Share Units 2020-02-28 4 X 0 1493 0.00 D Ordinary Shares 1493 1496 D Restricted Share Units 2020-02-28 4 X 0 2580 0.00 D Ordinary Shares 2580 5161 D Restricted Share Units 2020-02-28 4 A 0 13515 0.00 A Ordinary Shares 13515 13515 D Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2. Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2. Ordinary shares received upon settlement of performance based awards granted pursuant to an approved employee incentive plan the value and issuance of which was conditioned on the Issuer achieving certain operating and financial performance targets over the 2017 through 2019 fiscal year period. Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted stock units and settlement of dividend equivalent rights previously granted pursuant to an approved employee incentive plan. Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. *and President Aftermarket Segment /s/ James D. Harrington, Attorney-in-Fact for Alex Ashmore 2020-03-03