0001706978-17-000007.txt : 20170713 0001706978-17-000007.hdr.sgml : 20170713 20170713164332 ACCESSION NUMBER: 0001706978-17-000007 CONFORMED SUBMISSION TYPE: MA/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpine Valley Advisors LLC CENTRAL INDEX KEY: 0001706978 IRS NUMBER: 821552935 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA/A SEC ACT: 1934 Act SEC FILE NUMBER: 867-02216 FILM NUMBER: 17963920 BUSINESS ADDRESS: STREET 1: 11240 WALKING FERN COVE CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 651.253.1918 MAIL ADDRESS: STREET 1: 11240 WALKING FERN COVE CITY: SAN DIEGO STATE: CA ZIP: 92131 MA/A 1 primary_doc.xml MA/A 0001706978 XXXXXXXX James Towne 651-253-1918 jtowne@avadvisorsllc.com jtowne@avadvisorsllc.com Alpine Valley Advisors LLC Alpine Valley Advisors 82-1552935 867-02216 651-253-1918 Add 651-253-1918 N James Herbert Towne 651-253-1918 jtowne@avadvisorsllc.com James Herbert Towne 651-253-1918 jhtowne@gmail.com Add Alpine Valley Advisors LLC 651-253-1918 Duplicate Transaction Files kept in electronic format on a thumb drive, updated monthly. December CA 05-03-2017 N 1 1 0 0 0 0 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Hospitals Colleges Other private developers Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Brokerage Of MEI N 0 N N N N N N N N N N N N N I am 100% owner of the LLC. There are no other owners. I am the chief compliance officer. N N N N N N N N N N N N N N N N N N N N N N N N Y N James Herbert Towne Member 05-03-2017 E Y 001848305 Add James Herbert Towne Member 05-03-2017 E Y James Towne James Towne President 07-12-2017 001848305 N N Y N N N N Y N N Y N N N N N N N N N