0001706524-23-000049.txt : 20230518 0001706524-23-000049.hdr.sgml : 20230518 20230518193504 ACCESSION NUMBER: 0001706524-23-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20230518 DATE AS OF CHANGE: 20230518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowe James Robert CENTRAL INDEX KEY: 0001751725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39933 FILM NUMBER: 23937610 MAIL ADDRESS: STREET 1: 5132 QUITMAN STREET CITY: DENVER STATE: CO ZIP: 80212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: urban-gro, Inc. CENTRAL INDEX KEY: 0001706524 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 465158469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 BUSINESS PHONE: 720-390-3880 MAIL ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 4 1 wk-form4_1684452891.xml FORM 4 X0407 4 2019-04-01 0 0001706524 urban-gro, Inc. UGRO 0001751725 Lowe James Robert 1751 PANAROMA POINT SUITE G LAFAYETTE CO 80026 1 0 0 0 0 Common Stock 2023-05-18 4 P 0 25000 1.889 A 423410 D Restricted Common Stock Award ("RSA") (subject to vesting) 2022-06-15 4 P 0 17204 0 A 398410 D Common Stock 2021-06-04 4 J 0 107462 0 A 381206 D Restricted Common Stock Award ("RSA") (subject to vesting) 2021-05-27 4 A 0 8520 0 A 273744 D Common Stock 2021-02-17 4 C 0 137940 7.50 A 265224 D Common Stock 2020-12-08 4 P 0 20833 2.40 A 127284 D Common Stock 2020-12-07 4 P 0 69021 3 A 106451 D Restricted Common Stock Award ("RSA") (subject to vesting) 2020-05-28 4 A 0 14375 0 A 37430 D Common Stock Option 7.20 2019-04-01 4 A 0 1667 0 A 2019-04-01 2028-04-01 Common Stock 1667 23334 D BOD Compensation 2022. The restricted Stock will vest on June 16, 2023. Shares transferred from Reporting Person's wholly owned entity, Cloud9 Support, LLC. Shares previously reported on Form 4 as indirect ownership and holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020. BOD Compensation 2021. The restricted stock will vest on May 27, 2022. Conversion and final payment of previously reported promissory note. BOD Compensation 2020. The restricted stock will vest on May 28, 2021. Reporting Person's holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020. The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance. /s/ James Lowe 2023-05-18