0001706524-23-000049.txt : 20230518
0001706524-23-000049.hdr.sgml : 20230518
20230518193504
ACCESSION NUMBER: 0001706524-23-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190401
FILED AS OF DATE: 20230518
DATE AS OF CHANGE: 20230518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowe James Robert
CENTRAL INDEX KEY: 0001751725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39933
FILM NUMBER: 23937610
MAIL ADDRESS:
STREET 1: 5132 QUITMAN STREET
CITY: DENVER
STATE: CO
ZIP: 80212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: urban-gro, Inc.
CENTRAL INDEX KEY: 0001706524
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080]
IRS NUMBER: 465158469
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1751 PANORAMA PT
STREET 2: UNIT G
CITY: LAFAYETTE
STATE: CO
ZIP: 80026
BUSINESS PHONE: 720-390-3880
MAIL ADDRESS:
STREET 1: 1751 PANORAMA PT
STREET 2: UNIT G
CITY: LAFAYETTE
STATE: CO
ZIP: 80026
4
1
wk-form4_1684452891.xml
FORM 4
X0407
4
2019-04-01
0
0001706524
urban-gro, Inc.
UGRO
0001751725
Lowe James Robert
1751 PANAROMA POINT
SUITE G
LAFAYETTE
CO
80026
1
0
0
0
0
Common Stock
2023-05-18
4
P
0
25000
1.889
A
423410
D
Restricted Common Stock Award ("RSA") (subject to vesting)
2022-06-15
4
P
0
17204
0
A
398410
D
Common Stock
2021-06-04
4
J
0
107462
0
A
381206
D
Restricted Common Stock Award ("RSA") (subject to vesting)
2021-05-27
4
A
0
8520
0
A
273744
D
Common Stock
2021-02-17
4
C
0
137940
7.50
A
265224
D
Common Stock
2020-12-08
4
P
0
20833
2.40
A
127284
D
Common Stock
2020-12-07
4
P
0
69021
3
A
106451
D
Restricted Common Stock Award ("RSA") (subject to vesting)
2020-05-28
4
A
0
14375
0
A
37430
D
Common Stock Option
7.20
2019-04-01
4
A
0
1667
0
A
2019-04-01
2028-04-01
Common Stock
1667
23334
D
BOD Compensation 2022. The restricted Stock will vest on June 16, 2023.
Shares transferred from Reporting Person's wholly owned entity, Cloud9 Support, LLC. Shares previously reported on Form 4 as indirect ownership and holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020.
BOD Compensation 2021. The restricted stock will vest on May 27, 2022.
Conversion and final payment of previously reported promissory note.
BOD Compensation 2020. The restricted stock will vest on May 28, 2021.
Reporting Person's holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020.
The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance.
/s/ James Lowe
2023-05-18