0001493152-22-003509.txt : 20220208 0001493152-22-003509.hdr.sgml : 20220208 20220208170221 ACCESSION NUMBER: 0001493152-22-003509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220101 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dennedy James H. CENTRAL INDEX KEY: 0001752288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39933 FILM NUMBER: 22602446 MAIL ADDRESS: STREET 1: 61 ROYAL BIRKDALE CITY: SPRINGBORO STATE: OH ZIP: 45066 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: urban-gro, Inc. CENTRAL INDEX KEY: 0001706524 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 465158469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 BUSINESS PHONE: 720-390-3880 MAIL ADDRESS: STREET 1: 1751 PANORAMA PT STREET 2: UNIT G CITY: LAFAYETTE STATE: CO ZIP: 80026 4 1 ownership.xml X0306 4 2022-01-01 0 0001706524 urban-gro, Inc. UGRO 0001752288 Dennedy James H. 1751 PAMORAMA POINT, SUITE G LAFAYETTE CO 80026 1 1 0 0 President and COO Restricted Stock 2022-01-01 4 A 0 42939 0 A 280354 D Restricted Stock 2022-01-01 4 A 0 42939 0 A 323293 D The restricted stock will vest proportionately over a three-year period beginning on December 31, 2022; the restricted stock will fully vest on December 31, 2024. The restricted stock will vest on December 31, 2024, with vesting being subject to the price of the Common Stock experiencing an 8.5% compounded annual increase over that three-year period. The starting price of the Common Stock for the calculation is $10.48 per share, which was the closing price per share on December 31, 2021. /s/ James H. Dennedy 2022-02-08