Principal

0001706457-17-000004.txt : 20171016 0001706457-17-000004.hdr.sgml : 20171016 20171016134636 ACCESSION NUMBER: 0001706457-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171016 DATE AS OF CHANGE: 20171016 EFFECTIVENESS DATE: 20171016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Watermark Asset Management, Inc. CENTRAL INDEX KEY: 0001706457 IRS NUMBER: 911832814 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18087 FILM NUMBER: 171138326 BUSINESS ADDRESS: STREET 1: 2010 CROW CANYON PLACE SUITE 210 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9256484730 MAIL ADDRESS: STREET 1: 2010 CROW CANYON PLACE SUITE 210 CITY: SAN RAMON STATE: CA ZIP: 94583 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001706457 XXXXXXXX 09-30-2017 09-30-2017 Watermark Asset Management, Inc.

2010 CROW CANYON PLACE SUITE 210 SAN RAMON CA 94583

13F HOLDINGS REPORT 028-18087 N Mark Miller Principal 925-648-4730 Mark Miller San Ramon CA 10-16-2017 0 249 230401 false INFORMATION TABLE 2 WAM13FReportQ3.XML WAM 13F REPORT Q3 2017 AMAZON COM INC COM Stock 023135106 56 58 SH SOLE 0 58 0 0 CBS CORP NEW CL B Stock 124857202 2 43 SH SOLE 0 43 0 0 COHERENT INC COM Stock 192479103 94 400 SH SOLE 0 400 0 0 HEWLETT PACKARD ENTERPRISE CO COM Stock 42824C109 4 299 SH SOLE 0 299 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 733 5039 SH SOLE 0 5039 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 1147 19413 SH SOLE 0 19412 0 0 STARBUCKS CORP COM Stock 855244109 2 40 SH SOLE 0 40 0 0 SEMPRA ENERGY COM Stock 816851109 425 3720 SH SOLE 0 3720 0 0 SQUARE INC CL A Stock 852234103 21 730 SH SOLE 0 730 0 0 INTERDIGITAL INC COM Stock 45867G101 9 125 SH SOLE 0 125 0 0 ANTHEM INC COM Stock 036752103 204 1074 SH SOLE 0 1074 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 79 6420 SH SOLE 0 6420 0 0 IPATH BLOOMBERG COPPER SUBINDEX TOTAL RETURN ETN ETF 06739F101 55 1640 SH SOLE 0 1640 0 0 JOHNSON & JOHNSON COM Stock 478160104 207 1592 SH SOLE 0 1592 0 0 TAKE-TWO INTERACTIVE SOFTWARE COM Stock 874054109 3 27 SH SOLE 0 27 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 10534 81332 SH SOLE 0 81331 0 0 VANGUARD ENERGY INDEX FUND ETF 92204A306 1057 11298 SH SOLE 0 11297 0 0 ABERDEEN ISRAEL FUND INC COM CEF 00301L109 10 500 SH SOLE 0 500 0 0 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 921946794 68 1036 SH SOLE 0 1036 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 30 184 SH SOLE 0 184 0 0 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 43 466 SH SOLE 0 465 0 0 YUM BRANDS INC COM Stock 988498101 1 20 SH SOLE 0 20 0 0 ISHARES U.S. INDUSTRIALS ETF ETF 464287754 45 327 SH SOLE 0 326 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 190 2085 SH SOLE 0 2085 0 0 COCA COLA CO COM Stock 191216100 37 828 SH SOLE 0 828 0 0 PPG INDS INC COM Stock 693506107 2 23 SH SOLE 0 23 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 2 18 SH SOLE 0 18 0 0 VANGUARD REIT ETF ETF 922908553 76 911 SH SOLE 0 911 0 0 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 99 949 SH SOLE 0 948 0 0 INTEL CORP COM Stock 458140100 83 2184 SH SOLE 0 2184 0 0 WESTERN ALLIANCE BANCORP COM Stock 957638109 61 1150 SH SOLE 0 1150 0 0 STATE STR CORP COM Stock 857477103 2 22 SH SOLE 0 22 0 0 CLOROX CO DEL COM Stock 189054109 23 175 SH SOLE 0 175 0 0 ISHARES DOW JONES U.S. ETF ETF 464287846 3673 29142 SH SOLE 0 29142 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 25 110 SH SOLE 0 110 0 0 ISHARES S&P AGGRESSIVE ALLOCATION FUND ETF 464289859 273 5097 SH SOLE 0 5097 0 0 AMERCO COM Stock 023586100 65 173 SH SOLE 0 173 0 0 ISHARES GROWTH ALLOCATION FUND ETF 464289867 271 6054 SH SOLE 0 6054 0 0 WATERS CORP COM Stock 941848103 91 505 SH SOLE 0 505 0 0 DELL TECHNOLOGIES INC COM CL V Stock 24703L103 11 148 SH SOLE 0 148 0 0 MERCK & CO INC COM Stock 58933Y105 34 526 SH SOLE 0 525 0 0 SPDR S&P 500 ETF ETF 78462F103 1692 6735 SH SOLE 0 6734 0 0 MCKESSON CORP COM Stock 58155Q103 23 150 SH SOLE 0 150 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 3 20 SH SOLE 0 20 0 0 ILLINOIS TOOL WKS INC COM Stock 452308109 2 15 SH SOLE 0 15 0 0 ALLSTATE CORP COM Stock 020002101 191 2082 SH SOLE 0 2081 0 0 ANNALY CAP MGMT INC COM REIT 035710409 3 225 SH SOLE 0 225 0 0 ISHARES TIPS BOND ETF ETF 464287176 560 4931 SH SOLE 0 4930 0 0 DU PONT E I DE NEMOURS & CO COM Stock 263534109 0 0 SH SOLE 0 0 0 0 EATON VANCE LTD DUR INCOME FD COM CEF 27828H105 17 1210 SH SOLE 0 1210 0 0 ISHARES S&P 100 ETF ETF 464287101 35 313 SH SOLE 0 313 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 2 41 SH SOLE 0 41 0 0 KAYNE ANDERSON MLP INVT CO COM CEF 486606106 84 4597 SH SOLE 0 4596 0 0 DAVITA INC COM Stock 23918K108 16 265 SH SOLE 0 265 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 10 197 SH SOLE 0 197 0 0 FEDEX CORP COM Stock 31428X106 3 12 SH SOLE 0 12 0 0 PEPSICO INC COM Stock 713448108 50 450 SH SOLE 0 449 0 0 SNAP INC CL A Stock 83304A106 15 1008 SH SOLE 0 1008 0 0 ISHARES MODERATE ALLOCATION FUND ETF 464289875 29 760 SH SOLE 0 760 0 0 DXC TECHNOLOGY CO COM Stock 23355L106 2 24 SH SOLE 0 24 0 0 MOLSON COORS BREWING CO CL B Stock 60871R209 2 22 SH SOLE 0 22 0 0 HONEYWELL INTL INC COM Stock 438516106 16 115 SH SOLE 0 115 0 0 FORD MTR CO DEL COM PAR $0.01 Stock 345370860 12 1000 SH SOLE 0 1000 0 0 US BANCORP DEL COM NEW Stock 902973304 58 1084 SH SOLE 0 1083 0 0 HOME DEPOT INC COM Stock 437076102 63 384 SH SOLE 0 384 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 21 263 SH SOLE 0 263 0 0 BARCLAYS BANK PLC ADR PFD SR 5 ADR 06739H362 53 2000 SH SOLE 0 2000 0 0 AMERISOURCEBERGEN CORP COM Stock 03073E105 2 24 SH SOLE 0 24 0 0 BECTON DICKINSON & CO COM Stock 075887109 38 195 SH SOLE 0 194 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 1099 16315 SH SOLE 0 16315 0 0 BRITISH AMERN TOB PLC SPONSORED ADR ADR 110448107 2 33 SH SOLE 0 33 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 10323 169473 SH SOLE 0 169472 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 5385 160903 SH SOLE 0 160902 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 5702 94964 SH SOLE 0 94964 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 22 402 SH SOLE 0 401 0 0 ETFS PHYSICAL SILVER SHARES ETF 26922X107 119 7308 SH SOLE 0 7308 0 0 PINNACLE WEST CAP CORP COM Stock 723484101 3 41 SH SOLE 0 41 0 0 SPDR BLOOMBERG BARCLAYS SHORT TERM CORPORATE BOND ETF ETF 78464A474 3133 102163 SH SOLE 0 102163 0 0 ISHARES S&P SMALL-CAP FUND ETF 464287804 8307 111929 SH SOLE 0 111929 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 99 539 SH SOLE 0 539 0 0 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 2285 84908 SH SOLE 0 84908 0 0 ADOBE SYS INC COM Stock 00724F101 4 27 SH SOLE 0 27 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 258 265 SH SOLE 0 265 0 0 PG&E CORP COM Stock 69331C108 32 463 SH SOLE 0 463 0 0 FISERV INC COM Stock 337738108 3 24 SH SOLE 0 24 0 0 COMCAST CORP NEW CL A Stock 20030N101 21 558 SH SOLE 0 558 0 0 MICROSOFT CORP COM Stock 594918104 337 4529 SH SOLE 0 4529 0 0 CVS HEALTH CORP COM Stock 126650100 2 28 SH SOLE 0 28 0 0 SIMON PPTY GROUP INC NEW COM REIT 828806109 46 288 SH SOLE 0 288 0 0 ARES CAP CORP COM CEF 04010L103 1 81 SH SOLE 0 81 0 0 BOEING CO COM Stock 097023105 50 196 SH SOLE 0 196 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 75 532 SH SOLE 0 532 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 93 631 SH SOLE 0 631 0 0 NEXTERA ENERGY INC COM Stock 65339F101 2 14 SH SOLE 0 14 0 0 NIKE INC CL B Stock 654106103 2 36 SH SOLE 0 36 0 0 TESLA INC COM Stock 88160R101 4 11 SH SOLE 0 11 0 0 CMS ENERGY CORP COM Stock 125896100 12 263 SH SOLE 0 262 0 0 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 31 205 SH SOLE 0 204 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 70 2716 SH SOLE 0 2715 0 0 APARTMENT INVT & MGMT CO CL A REIT 03748R101 2 45 SH SOLE 0 45 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 54 358 SH SOLE 0 357 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 3 36 SH SOLE 0 36 0 0 REINSURANCE GROUP AMER INC COM NEW Stock 759351604 2 12 SH SOLE 0 12 0 0 UNITED CONTL HLDGS INC COM Stock 910047109 3 50 SH SOLE 0 50 0 0 CONAGRA BRANDS INC COM Stock 205887102 1 42 SH SOLE 0 42 0 0 VANGUARD S&P 500 ETF ETF 922908363 101 436 SH SOLE 0 436 0 0 ETFS PHYSICAL PRECIOUS METAL BASKET SHARES ETF 26922W109 72 1145 SH SOLE 0 1145 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 29 88 SH SOLE 0 88 0 0 GENERAL MTRS CO COM Stock 37045V100 1 37 SH SOLE 0 37 0 0 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 37 1628 SH SOLE 0 1627 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 2 12 SH SOLE 0 12 0 0 SCHWAB U.S. MID-CAP ETF ETF 808524508 201 4006 SH SOLE 0 4005 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 31 365 SH SOLE 0 365 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 65 441 SH SOLE 0 440 0 0 GENERAL MTRS CO WT EXP 071019 Stock 37045V126 0 17 SH SOLE 0 17 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 82 876 SH SOLE 0 875 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 14 200 SH SOLE 0 200 0 0 EDISON INTL COM Stock 281020107 1 18 SH SOLE 0 18 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 22 193 SH SOLE 0 193 0 0 INSYS THERAPEUTICS INC NEW COM NEW Stock 45824V209 2 200 SH SOLE 0 200 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 5314 101498 SH SOLE 0 101498 0 0 FORTUNE BRANDS HOME & SEC INC COM Stock 34964C106 39 586 SH SOLE 0 586 0 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 86 1848 SH SOLE 0 1848 0 0 X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 3534 113902 SH SOLE 0 113901 0 0 VISA INC COM CL A Stock 92826C839 66 626 SH SOLE 0 626 0 0 WPX ENERGY INC COM Stock 98212B103 1 114 SH SOLE 0 114 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 1156 22966 SH SOLE 0 22966 0 0 WASHINGTON FED INC COM Stock 938824109 37 1103 SH SOLE 0 1103 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 243 2433 SH SOLE 0 2433 0 0 VANGUARD GROWTH INDEX FUND ETF 922908736 669 5041 SH SOLE 0 5041 0 0 PHILLIPS 66 COM Stock 718546104 18 195 SH SOLE 0 195 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 17 125 SH SOLE 0 125 0 0 FACEBOOK INC CL A Stock 30303M102 161 943 SH SOLE 0 943 0 0 DREYFUS STRATEGIC MUN BD FD COM CEF 26202F107 6 669 SH SOLE 0 669 0 0 CELGENE CORP COM Stock 151020104 3 24 SH SOLE 0 24 0 0 HERITAGE COMMERCE CORP COM Stock 426927109 3 196 SH SOLE 0 196 0 0 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 39 786 SH SOLE 0 785 0 0 PIONEER FLOATING RATE TR COM CEF 72369J102 17 1390 SH SOLE 0 1390 0 0 METLIFE INC COM Stock 59156R108 20 388 SH SOLE 0 388 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 2 16 SH SOLE 0 16 0 0 SPDR MSCI ACWI EX-US ETF ETF 78463X848 1767 46718 SH SOLE 0 46717 0 0 TENNECO INC COM Stock 880349105 1 8 SH SOLE 0 8 0 0 BARD C R INC COM Stock 067383109 4 11 SH SOLE 0 11 0 0 EOG RES INC COM Stock 26875P101 52 534 SH SOLE 0 533 0 0 ABBVIE INC COM Stock 00287Y109 14 158 SH SOLE 0 158 0 0 AECOM COM Stock 00766T100 18 477 SH SOLE 0 477 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 390 7213 SH SOLE 0 7212 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 3414 64769 SH SOLE 0 64768 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 27 149 SH SOLE 0 149 0 0 ALTABA INC COM CEF 021346101 5 75 SH SOLE 0 75 0 0 RAYTHEON CO COM NEW Stock 755111507 9 50 SH SOLE 0 50 0 0 DISCOVER FINL SVCS COM Stock 254709108 2 28 SH SOLE 0 28 0 0 DOVER CORP COM Stock 260003108 39 432 SH SOLE 0 432 0 0 CISCO SYS INC COM Stock 17275R102 107 3173 SH SOLE 0 3172 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 113 571 SH SOLE 0 571 0 0 WISDOMTREE U.S. LARGECAP DIVIDEND FUND ETF 97717W307 102 1179 SH SOLE 0 1179 0 0 AT&T INC COM Stock 00206R102 39 1005 SH SOLE 0 1005 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 15 218 SH SOLE 0 218 0 0 GENERAL ELECTRIC CO COM Stock 369604103 22 895 SH SOLE 0 895 0 0 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 973 10966 SH SOLE 0 10966 0 0 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 15 91 SH SOLE 0 91 0 0 TIME WARNER INC COM NEW Stock 887317303 4 39 SH SOLE 0 39 0 0 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 392 4101 SH SOLE 0 4101 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 9 100 SH SOLE 0 100 0 0 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 1144 22746 SH SOLE 0 22745 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 25 177 SH SOLE 0 177 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 45115 178371 SH SOLE 0 178371 0 0 CIGNA CORPORATION COM Stock 125509109 3 18 SH SOLE 0 18 0 0 WELLS FARGO CO NEW COM Stock 949746101 110 1987 SH SOLE 0 1986 0 0 UNION PAC CORP COM Stock 907818108 2 20 SH SOLE 0 20 0 0 ISHARES MBS ETF ETF 464288588 1509 14089 SH SOLE 0 14088 0 0 SALESFORCE COM INC COM Stock 79466L302 38 408 SH SOLE 0 408 0 0 DOLBY LABORATORIES INC COM Stock 25659T107 125 2173 SH SOLE 0 2173 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 27 93 SH SOLE 0 93 0 0 DARDEN RESTAURANTS INC COM Stock 237194105 2 30 SH SOLE 0 30 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 3 16 SH SOLE 0 16 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 34 109 SH SOLE 0 109 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 32 339 SH SOLE 0 338 0 0 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 4692 42591 SH SOLE 0 42591 0 0 CHEVRON CORP NEW COM Stock 166764100 711 6055 SH SOLE 0 6054 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 121 1087 SH SOLE 0 1087 0 0 CONOCOPHILLIPS COM Stock 20825C104 14 287 SH SOLE 0 287 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 21079 485568 SH SOLE 0 485568 0 0 EXPRESS SCRIPTS HLDG CO COM Stock 30219G108 5 76 SH SOLE 0 76 0 0 TJX COS INC NEW COM Stock 872540109 13 177 SH SOLE 0 177 0 0 BANK AMER CORP COM Stock 060505104 23 922 SH SOLE 0 921 0 0 VANECK VECTORS RUSSIA ETF ETF 92189F403 113 5060 SH SOLE 0 5060 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 335 3671 SH SOLE 0 3671 0 0 SPDR NYSE TECHNOLOGY ETF ETF 78464A102 10 131 SH SOLE 0 131 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 34 234 SH SOLE 0 234 0 0 ORACLE CORP COM Stock 68389X105 64 1323 SH SOLE 0 1323 0 0 UNITED TECHNOLOGIES CORP COM Stock 913017109 20 170 SH SOLE 0 170 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 9626 220922 SH SOLE 0 220921 0 0 KNOWLES CORP COM Stock 49926D109 3 216 SH SOLE 0 216 0 0 TEXAS INSTRS INC COM Stock 882508104 4 45 SH SOLE 0 45 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 4302 53063 SH SOLE 0 53062 0 0 PFIZER INC COM Stock 717081103 41 1136 SH SOLE 0 1135 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 2793 23036 SH SOLE 0 23036 0 0 3M CO COM Stock 88579Y101 18 86 SH SOLE 0 86 0 0 HP INC COM Stock 40434L105 4 209 SH SOLE 0 209 0 0 GILEAD SCIENCES INC COM Stock 375558103 3 39 SH SOLE 0 39 0 0 ISHARES CURRENCY HEDGED MSCI EAFE ETF ETF 46434V803 389 13459 SH SOLE 0 13458 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 308 321 SH SOLE 0 321 0 0 AMGEN INC COM Stock 031162100 2 11 SH SOLE 0 11 0 0 WILLIAMS COS INC DEL COM Stock 969457100 14 463 SH SOLE 0 463 0 0 ZIONS BANCORPORATION COM Stock 989701107 2 33 SH SOLE 0 33 0 0 WASHINGTON PRIME GROUP NEW COM REIT 93964W108 2 183 SH SOLE 0 183 0 0 GOPRO INC CL A Stock 38268T103 0 13 SH SOLE 0 13 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 29 303 SH SOLE 0 303 0 0 HERCULES CAPITAL INC COM CEF 427096508 0 2 SH SOLE 0 2 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 1697 15931 SH SOLE 0 15931 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 38666 352820 SH SOLE 0 352819 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 378 3027 SH SOLE 0 3027 0 0 EATON CORP PLC SHS Stock G29183103 11 140 SH SOLE 0 140 0 0 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 15 102 SH SOLE 0 102 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 56 325 SH SOLE 0 325 0 0 ALLIANT ENERGY CORP COM Stock 018802108 3 72 SH SOLE 0 72 0 0 CIENA CORP COM NEW Stock 171779309 41 1863 SH SOLE 0 1863 0 0 LAM RESEARCH CORP COM Stock 512807108 27 145 SH SOLE 0 144 0 0 PHILIP MORRIS INTL INC COM Stock 718172109 12 110 SH SOLE 0 110 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 2 17 SH SOLE 0 17 0 0 VEECO INSTRS INC DEL COM Stock 922417100 1 53 SH SOLE 0 53 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 4 55 SH SOLE 0 55 0 0 ISHARES RUSSELL 3000 ETF ETF 464287689 31 209 SH SOLE 0 208 0 0 REALTY INCOME CORP COM REIT 756109104 6 100 SH SOLE 0 100 0 0 ALTRIA GROUP INC COM Stock 02209S103 13 200 SH SOLE 0 200 0 0 CITIGROUP INC COM NEW Stock 172967424 17 228 SH SOLE 0 228 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 2454 21077 SH SOLE 0 21077 0 0 EXXON MOBIL CORP COM Stock 30231G102 137 1669 SH SOLE 0 1668 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 2 18 SH SOLE 0 18 0 0 LOWES COS INC COM Stock 548661107 3 32 SH SOLE 0 32 0 0 ROYAL DUTCH SHELL PLC SPON ADR B ADR 780259107 5 80 SH SOLE 0 80 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 31 422 SH SOLE 0 422 0 0 AMERICAN INTL GROUP INC COM NEW Stock 026874784 2 27 SH SOLE 0 27 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR ADR 92857W308 61 2156 SH SOLE 0 2156 0 0 NOVO-NORDISK A S ADR ADR 670100205 20 425 SH SOLE 0 425 0 0 SAP SE SPON ADR ADR 803054204 10 90 SH SOLE 0 90 0 0 KRAFT HEINZ CO COM Stock 500754106 2 27 SH SOLE 0 27 0 0 SCHWAB CHARLES CORP NEW COM Stock 808513105 61 1395 SH SOLE 0 1394 0 0 BAIDU INC SPON ADR REP A ADR 056752108 6 24 SH SOLE 0 24 0 0 L3 TECHNOLOGIES INC COM Stock 502413107 2 13 SH SOLE 0 13 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 11650 65119 SH SOLE 0 65119 0 0 ISHARES MSCI ISRAEL CAPPED ETF ETF 464286632 10 205 SH SOLE 0 205 0 0 ISHARES MSCI EAFE ETF ETF 464287465 1173 17135 SH SOLE 0 17134 0 0 APPLE INC COM Stock 037833100 717 4653 SH SOLE 0 4653 0 0 ABBOTT LABS COM Stock 002824100 7 131 SH SOLE 0 131 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 38 388 SH SOLE 0 388 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 9 77 SH SOLE 0 77 0 0 UMPQUA HLDGS CORP COM Stock 904214103 12 626 SH SOLE 0 626 0 0