0001683168-20-002879.txt : 20200827 0001683168-20-002879.hdr.sgml : 20200827 20200827160207 ACCESSION NUMBER: 0001683168-20-002879 CONFORMED SUBMISSION TYPE: 1-U PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200821 ITEM INFORMATION: Other Events FILED AS OF DATE: 20200827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iroquois Valley Farmland REIT, PBC CENTRAL INDEX KEY: 0001706350 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 820921424 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 1-U SEC ACT: 1933 Act SEC FILE NUMBER: 24R-00230 FILM NUMBER: 201142815 BUSINESS ADDRESS: STREET 1: 708 CHURCH STREET STREET 2: SUITE 234 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-859-6645 MAIL ADDRESS: STREET 1: 708 CHURCH STREET STREET 2: SUITE 234 CITY: EVANSTON STATE: IL ZIP: 60201 1-U 1 iroquois_1u.htm CURRENT REPORT

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549  

 

FORM 1-U

 

CURRENT REPORT

Pursuant to Regulation A of the Securities Act of 1933

 

Date of Report (Date of earliest event reported): August 21, 2020

 

  

IROQUOIS VALLEY FARMLAND REIT, PBC

(Exact name of issuer as specified in its charter)

 

Delaware 82-0921424 
(State or other jurisdiction of incorporation) (IRS Employer Identification No.)

 

708 Church Street, Suite 234, Evanston, IL 60201
(Full mailing address of principal executive offices) (ZIP Code)

 

(847) 859-6645

(Issuer’s telephone number, including area code)

 

Title of each class of securities issued pursuant to Regulation A: Common Stock

 

 

 

 

 

 

 

   

 

 

Item 9. Other Events
   

Election of Directors at 2020 Annual Meeting

 

On August 21, 2020 Iroquois Valley Farmland REIT, PBC (the “Company”) held its annual meeting of stockholders for the year 2020 (the “2020 Annual Meeting”). At the 2020 Annual Meeting, the Company’s shareholders elected the following individuals to serve as directors, each to serve until 2023: Arnold W. Lau, Joseph A. Mantoan, and Malaika Maphalala.

 

The election results from the 2020 Annual Meeting were as follows:

 

  ‘For’ Votes ‘Withheld’ Votes ‘Abstain’ Votes
Arnold W. Lau 39,300.12 100.00 450.82
Joseph A. Mantoan 39,431.94 100.00 319.00
Malaika Maphalala 38,674.36 162.94 1,013.64

 

Total shares outstanding as of the Record Date (July 1, 2020) 71,774.02
Total shares responding: 39,850.94                   55.52%

 

Company Update

 

Following the 2020 Annual Meeting, the Company gave an informational presentation to attendees on its performance, business plan, impact, and strategy. A video recording will be made publicly available on the Company’s website at: www.iroquoisvalley.com.

 

 

Safe Harbor Statement

 

This Current Report on Form 1-U contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”) and Section 21E of the Securities Exchange Act of 1934. You can identify these forward-looking statements by the use of words such as “outlook,” “believes,” “expects,” “potential,” “continues,” “may,” “will,” “should,” “could,” “seeks,” “projects,” “predicts,” “intends,” “plans,” “estimates,” “anticipates” or the negative version of these words or other comparable words. Such forward-looking statements are subject to various risks and uncertainties, including those described under the section titled “Risk Factors” in the Company’s Offering Statement, as amended, on Form 1-A POS dated July 10, 2020, filed with the SEC, as such factors may be updated from time to time in the Company’s subsequent filings with the SEC, which are accessible on the SEC’s website at www.sec.gov. Accordingly, there are or will be important factors that could cause actual outcomes or results to differ materially from those indicated in these statements. These factors should not be construed as exhaustive and should be read in conjunction with the other cautionary statements that are included in the Company’s filings with the SEC. The Company undertakes no obligation to update or review any forward-looking statement, whether as a result of new information, future developments or otherwise, except as required by law.

 

 

 

 

 

 

 

 2 

 

 

SIGNATURE

 

Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  IROQUOIS VALLEY FARMLAND REIT, PBC
 		  
     
  By:  /s/ Mark D. Schindel  
    Mark D. Schindel    
    Chief Financial Officer     
 

Date: August 27, 2020

 

 

 

 

 

 

 

 

 

 

 

 

 

 3