0001606587-22-002258.txt : 20221110 0001606587-22-002258.hdr.sgml : 20221110 20221110134740 ACCESSION NUMBER: 0001606587-22-002258 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221110 DATE AS OF CHANGE: 20221110 EFFECTIVENESS DATE: 20221110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Financial Group, LLC CENTRAL INDEX KEY: 0001706327 IRS NUMBER: 030375265 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18042 FILM NUMBER: 221376295 BUSINESS ADDRESS: STREET 1: 1144 FIFTEENTH STREET STREET 2: SUITE 3950 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 7204751195 MAIL ADDRESS: STREET 1: 1144 FIFTEENTH STREET STREET 2: SUITE 3950 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001706327 XXXXXXXX 09-30-2022 09-30-2022 false Johnson Financial Group, LLC

1144 Fifteenth Street Suite 3950 Denver CO 80202

13F HOLDINGS REPORT 028-18042 N Wendy Johnson 7204751195 Wendy Johnson Denver CO 11-10-2022 0 49 730725 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Alphabet Inc. Capital Stock Class A CAP STK CL A 02079K305 340 3564 SH SOLE NONE 3564 0 0 Amazon.com Inc COM 023135106 272 2411 SH SOLE NONE 2411 0 0 Apple Inc COM 037833100 1311 9486 SH SOLE NONE 9486 0 0 Callaway Golf Co COM 131193104 234 12200 SH SOLE NONE 12200 0 0 DFA TA US Core Equity 2 US CORE EQUITY 2 25434V708 270 12156 SH SOLE NONE 12156 0 0 Ecolab, Inc COM 278865100 506 3506 SH SOLE NONE 3506 0 0 EOG Resources COM 26875P101 201 1800 SH SOLE NONE 1800 0 0 Exxon Mobil Corporation COM 30231G102 1043 11951 SH SOLE NONE 11951 0 0 GINKGO BIOWORKS HOLDINGS INC CL A SHS 37611X100 468 150000 SH SOLE NONE 150000 0 0 Herbalife Ltd COM SHS G4412G101 397 20000 SH SOLE NONE 20000 0 0 Hydrofarm Holdings Group Inc Ord Shares COM 44888K209 20 10500 SH SOLE NONE 10500 0 0 InvenTrust Properties Corp. COM NEW 46124J201 255 11984 SH SOLE NONE 11984 0 0 Invesco Optimum Yield Diversified Commodity Strategy ETF OPTIMUM YIELD 46090F100 3379 208869 SH SOLE NONE 208869 0 0 iShares Global Clean Energy ETF GL CLEAN ENE ETF 464288224 455 23867 SH SOLE NONE 23867 0 0 iShares MSCI EAFE ESG Optimized ETF ESG AW MSCI EAFE 46435G516 359 6401 SH SOLE NONE 6401 0 0 iShares MSCI Emerging Markets Small-Cap EM MKT SM-CP ETF 464286475 5870 129410 SH SOLE NONE 129410 0 0 Microsoft Corp COM 594918104 476 2043 SH SOLE NONE 2043 0 0 MicroStrategy Inc CL A NEW 594972408 1700 8010 SH SOLE NONE 8010 0 0 NextPlay Technologies Inc COM 65344G102 6 28670 SH SOLE NONE 28670 0 0 Norwegian Cruise Line Holdings Ltd SHS G66721104 2272 200000 SH SOLE NONE 200000 0 0 Occidental Petroleum Corporation COM 674599105 614 10000 SH SOLE NONE 10000 0 0 PIMCO Enhanced Short Maturity Strategy ENHAN SHRT MA AC 72201R833 214018 2164861 SH SOLE NONE 2164861 0 0 PowerShares DB Commodity ETF UNIT 46138B103 662 27714 SH SOLE NONE 27714 0 0 Robinhood Markets Inc Class A COM CL A 770700102 187 18546 SH SOLE NONE 18546 0 0 Schwab Emerging Markets Equity ETF EMRG MKTEQ ETF 808524706 8538 381200 SH SOLE NONE 381200 0 0 Schwab Intermediate-Term US Trs ETF INT-TRM U.S TRES 808524854 305 6208 SH SOLE NONE 6208 0 0 Schwab International Equity ETF INTL EQTY ETF 808524805 35364 1257198 SH SOLE NONE 1257198 0 0 Schwab International Small-Cap ETF INTL SCEQT ETF 808524888 16371 589969 SH SOLE NONE 589969 0 0 Schwab Short-Term U.S. Treasury ETF SHT TM US TRES 808524862 11362 235444 SH SOLE NONE 235444 0 0 Schwab U.S Large-Cap ETF US LRG CAP ETF 808524201 57247 1351772 SH SOLE NONE 1351772 0 0 Schwab U.S. REIT ETF US REIT ETF 808524847 3573 191204 SH SOLE NONE 191204 0 0 Schwab U.S. Small-Cap ETF US SML CAP ETF 808524607 8874 234784 SH SOLE NONE 234784 0 0 SPDR Barclays Capital International Treasury Bond ETF BLOOMBERG INTL T 78464A516 7891 378829 SH SOLE NONE 378829 0 0 SPDR Nuveen Barclays Capital S/T Muni Bond NUVEEN BLMBRG SH 78468R739 5163 112022 SH SOLE NONE 112022 0 0 SPDR S&P Emerging Markets Small Cap ETF S&P EMKTSC ETF 78463X756 2780 61028 SH SOLE NONE 61028 0 0 SPDR Nuveen Blmbg Barclays Muni Bd ETF NUVEEN BLMBRG MU 78468R721 10275 233598 SH SOLE NONE 233598 0 0 Tesla Motors Inc COM 88160R101 373 1408 SH SOLE NONE 1408 0 0 Vanguard FTSE All-World ex-U.S Small Cap ETF FTSE SMCAP ETF 922042718 12355 133123 SH SOLE NONE 133123 0 0 Vanguard FTSE Developed Markets ETF VAN FTSE DEV MKT 921943858 42634 1172572 SH SOLE NONE 1172572 0 0 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 11534 316113 SH SOLE NONE 316113 0 0 Vanguard Large-Cap ETF LARGE CAP ETF 922908637 163307 998455 SH SOLE NONE 998455 0 0 Vanguard Mid-Cap ETF MID CAP ETF 922908629 3700 19683 SH SOLE NONE 19683 0 0 Vanguard REIT ETF REAL ESTATE ETF 922908553 12886 160734 SH SOLE NONE 160734 0 0 Vanguard Small-Cap ETF SMALL CP ETF 922908751 26742 156474 SH SOLE NONE 156474 0 0 Vanguard Tax-Exempt Bond ETF TAX EXEMPT BD 922907746 430 8936 SH SOLE NONE 8936 0 0 Vanguard Total International Bond ETF TOTAL INT BD ETF 92203J407 16912 354336 SH SOLE NONE 354336 0 0 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 36439 203040 SH SOLE NONE 203040 0 0 Wts Ginkgo Bioworks Holdings *W EXP 09/16/202 37611X118 180 250000 SH SOLE NONE 250000 0 0 Wts Super Group Sghc Ltd ORD SHS G8588X103 175 250000 SH SOLE NONE 250000 0 0