Compliance Manager

0001706170-20-000009.txt : 20200814 0001706170-20-000009.hdr.sgml : 20200814 20200814160514 ACCESSION NUMBER: 0001706170-20-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldpoint Private Securities, LLC CENTRAL INDEX KEY: 0001706170 IRS NUMBER: 061186517 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18066 FILM NUMBER: 201104985 BUSINESS ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2034139300 MAIL ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001706170 XXXXXXXX 06-30-2020 06-30-2020 Fieldpoint Private Securities, LLC

100 FIELD POINT ROAD GREENWICH CT 06830

13F HOLDINGS REPORT 028-18066 N Laura M. Campbell Compliance Manager 203 413-9368 Laura M. Campbell Greenwich CT 08-14-2020 0 250 2963938014 false INFORMATION TABLE 2 f13q220table.xml AMAZON.COM INC Stock 023135106 6420 2327 SH SOLE 0 1595 0 732 GLOBAL PAYMENTS INC Stock 37940X102 1095 6454 SH SOLE 0 6264 0 190 QUALITY SYSTEMS Stock 65343C102 359 32728 SH SOLE 0 32728 0 0 POWERSHARES QQQ TR ETF 46090E103 2485 10036 SH SOLE 0 8146 0 1890 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 374 3580 SH SOLE 0 80 0 3500 STARBUCKS CORP Stock 855244109 1296 17605 SH SOLE 0 12692 0 4913 DOLLAR GEN CORP Stock 256677105 940 4935 SH SOLE 0 3510 0 1425 BGC PARTNERS INC Stock 05541T101 66 24000 SH SOLE 0 24000 0 0 JOHNSON & JOHNSON COM Stock 478160104 3505 24921 SH SOLE 0 7908 0 17013 WASTE MANAGEMENT INC Stock 94106L109 904 8533 SH SOLE 0 4702 0 3831 COSTCO WHOLESALE CORP Stock 22160K105 777 2562 SH SOLE 0 2562 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 4066 101681 SH SOLE 0 15614 0 86066 GOLDMAN SACHS GROUP INC Stock 38141G104 238 1204 SH SOLE 0 1204 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 1083 9054 SH SOLE 0 2954 0 6100 COCA COLA CO COM Stock 191216100 712 15945 SH SOLE 0 8609 0 7336 GENERAL MLS INC COM Stock 370334104 211 3419 SH SOLE 0 3419 0 0 ENTERPRISE PRODS PARTNERS L P Stock 293792107 2206 121431 SH SOLE 0 25893 0 95538 VANGUARD REIT INDEX ETF ETF 922908553 1069 13609 SH SOLE 0 13609 0 0 BIOGEN IDEC INC Stock 09062X103 235 877 SH SOLE 0 877 0 0 INTEL CORP COM Stock 458140100 3186 53257 SH SOLE 0 51486 0 1770 CME GROUP INC. Stock 12572Q105 670 4119 SH SOLE 0 4029 0 90 MEDTRONIC PLC SHS Stock G5960L103 1454 15852 SH SOLE 0 9936 0 5916 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 556 2155 SH SOLE 0 2155 0 0 HORMEL FOODS CORP COM Stock 440452100 544 11276 SH SOLE 0 5856 0 5420 EQUITY RESIDENTIAL REIT 29476L107 743 12632 SH SOLE 0 127 0 12505 PROLOGIS SHARE BENEFICIAL INT REIT 74340W103 755 8092 SH SOLE 0 7657 0 435 MERCK & CO INC Stock 58933Y105 1704 22030 SH SOLE 0 11365 0 10664 SPDR S&P 500 ETF ETF 78462F103 3769 12222 SH SOLE 0 10624 0 1598 SPDR S&P 500 ETF ETF 78462F103 3084 10000 SH Put SOLE 0 0 0 0 MASTERCARD INC Stock 57636Q104 1685 5698 SH SOLE 0 4620 0 1078 ILLINOIS TOOL WKS INC COM Stock 452308109 1855 10612 SH SOLE 0 4289 0 6322 DIAGEO PLC ADR 25243Q205 326 2424 SH SOLE 0 1489 0 935 ANNALY CAPITAL MANAGEMENT INC REIT 035710409 728 110920 SH SOLE 0 14380 0 96540 ISHARES MSCI JAPAN ETF ETF 46434G822 1028 18722 SH SOLE 0 18722 0 0 ISHARES TIPS BOND ETF ETF 464287176 4309 35030 SH SOLE 0 1780 0 33250 GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE THEMATIC ETF ETF 37954Y715 416 17420 SH SOLE 0 14850 0 2570 VERIZON COMMUNICATIONS Stock 92343V104 1052 19075 SH SOLE 0 5614 0 13461 SHERWIN WILLIAMS CO COM Stock 824348106 870 1505 SH SOLE 0 632 0 873 PEPSICO INC COM Stock 713448108 2146 16222 SH SOLE 0 4204 0 12018 ISHARES 1-3 YR TREASURY BOND ETF ETF 464287457 4589 52986 SH SOLE 0 28286 0 24700 JP MORGAN ALERIAN MLP ETN ETF 46625H365 514 38953 SH SOLE 0 38353 0 600 KIMBERLY CLARK CORP COM Stock 494368103 664 4697 SH SOLE 0 2982 0 1715 HONEYWELL INTL INC Stock 438516106 1687 11665 SH SOLE 0 4715 0 6950 ISHARES IBONDS DEC 2023 TERM MUNI BOND ETF ETF 46435G318 892 34000 SH SOLE 0 34000 0 0 US BANCORP DEL COM NEW Stock 902973304 342 9289 SH SOLE 0 3190 0 6099 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 2124 35109 SH SOLE 0 34377 0 732 HOME DEPOT Stock 437076102 1539 6143 SH SOLE 0 6076 0 67 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 3463 23256 SH SOLE 0 8679 0 14577 ISHARES RUSSELL 2000 VALUE ETF 464287630 411 4222 SH SOLE 0 3180 0 1042 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 518 5179 SH SOLE 0 3334 0 1845 SPDR GOLD ETF ETF 78463V107 7179 42895 SH SOLE 0 25471 0 17424 BECTON DICKINSON & CO COM Stock 075887109 1210 5055 SH SOLE 0 427 0 4628 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 3673 19137 SH SOLE 0 4069 0 15068 CONSUMER STAPLES SELECT SECTOR SPDR ETF 81369Y308 202 3450 SH SOLE 0 3450 0 0 FORTINET INC COM Stock 34959E109 1475 10744 SH SOLE 0 9894 0 850 STERIS CORP Stock G8473T100 321 2092 SH SOLE 0 558 0 1534 HENRY JACK & ASSOC INC Stock 426281101 376 2043 SH SOLE 0 1537 0 506 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 2809 15736 SH SOLE 0 3339 0 12397 ADOBE SYS INC Stock 00724F101 3795 8718 SH SOLE 0 8353 0 365 WEYERHAEUSER CO REIT 962166104 301 13400 SH SOLE 0 0 0 13400 ALPHABET INC CLASS A Stock 02079K305 1765 1245 SH SOLE 0 1018 0 227 FISERV INC Stock 337738108 1690 17315 SH SOLE 0 17015 0 300 HALLIBURTON CO COM Stock 406216101 237 18269 SH SOLE 0 18269 0 0 COMCAST CORP NEW CL A Stock 20030N101 281 7210 SH SOLE 0 5774 0 1436 MICROSOFT Stock 594918104 9552 46936 SH SOLE 0 33367 0 13569 RPM INTL INC COM Stock 749685103 933 12425 SH SOLE 0 683 0 11741 BOEING CO COM Stock 097023105 412 2250 SH SOLE 0 104 0 2145 VANGUARD SMALL CAP ETF ETF 922908751 2276 15616 SH SOLE 0 15382 0 234 VANGUARD MID CAP ETF 922908629 779 4755 SH SOLE 0 4668 0 87 VANGUARD LARGE CAP ETF 922908637 434 3033 SH SOLE 0 3033 0 0 NEXTERA ENERGY INC COM Stock 65339F101 272 1133 SH SOLE 0 353 0 780 NIKE INC CLASS B Stock 654106103 1612 16445 SH SOLE 0 12729 0 3716 ALIGN TECHNOLOGY INC Stock 016255101 208 758 SH SOLE 0 631 0 127 OSMOTICA PHARMACEUTICALS PLC SHS Stock G6S41R101 226 33583 SH SOLE 0 33583 0 0 TESLA MOTORS INC Stock 88160R101 1772 1641 SH SOLE 0 1641 0 0 MSCI INC COM Stock 55354G100 215 645 SH SOLE 0 545 0 100 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 1007 43509 SH SOLE 0 41509 0 2000 NXP SEMICONDUCTORS NV COM Stock N6596X109 250 2191 SH SOLE 0 2191 0 0 NORFOLK SOUTHERN CRP Stock 655844108 1092 6220 SH SOLE 0 1099 0 5121 AMPHENOL CORP CL A Stock 032095101 396 4129 SH SOLE 0 4129 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 906 6500 SH SOLE 0 6500 0 0 DOW INC COM Stock 260557103 234 5749 SH SOLE 0 2552 0 3197 ALCON AG ORD SHS Stock H01301128 345 6013 SH SOLE 0 1207 0 4806 VANGUARD S&P 500 ETF ETF 922908363 5255 18540 SH SOLE 0 18465 0 75 SUMITOMO MITSUI FINLGROUP INC SPONSORED ADR ISIN #US86562M2098 ADR 86562M209 74 13095 SH SOLE 0 13095 0 0 ARROW ELECTRS INC COM Stock 042735100 301 4376 SH SOLE 0 2668 0 1708 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1870 5763 SH SOLE 0 5763 0 0 ISHARES 0-5 YEAR TIPS BOND ETF ETF 46429B747 1655 16162 SH SOLE 0 16162 0 0 MARKET VECTORS GOLD MINERS INDEX ETF ETF 92189F106 1316 35878 SH SOLE 0 35138 0 740 MARKET VECTORS GOLD MINERS INDEX ETF ETF 92189F106 18 500 SH Call SOLE 0 0 0 0 KINROSS GOLD CORP NEW COM Stock 496902404 98 13610 SH SOLE 0 13610 0 0 LILLY ELI & CO COM Stock 532457108 283 1724 SH SOLE 0 224 0 1500 HOLOGIC INC Stock 436440101 222 3894 SH SOLE 0 3894 0 0 IPATH DJ-UBS COMMODITY TOTAL RETURN ETN ETF 06738C778 1006 57220 SH SOLE 0 4835 0 52385 DIGITAL REALTY TRUST INC REIT 253868103 214 1505 SH SOLE 0 1405 0 100 FREEPORT MCMORAN COPPER Stock 35671D857 150 12972 SH SOLE 0 12972 0 0 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF ETF 46429B655 2646 52298 SH SOLE 0 12638 0 39660 ISHARES DJ SELECT DIVIDEND ETF 464287168 599 7425 SH SOLE 0 7425 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 393 3678 SH SOLE 0 3678 0 0 BIOMARIN PHARMACEUTICAL INC Stock 09061G101 256 2075 SH SOLE 0 1087 0 988 REGENERON PHARMACEUTICALS INC Stock 75886F107 374 600 SH SOLE 0 520 0 80 MAGELLAN MIDSTREAM PARTNERS LP Stock 559080106 1677 38839 SH SOLE 0 12690 0 26149 CIRRUS LOGIC INC Stock 172755100 252 4079 SH SOLE 0 4079 0 0 FRANCO NEVADA CORP COM NPV ISIN #CA3518581051 SEDOL #B29NF31 Stock 351858105 204 1462 SH SOLE 0 1462 0 0 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Stock 29273V100 210 29559 SH SOLE 0 15099 0 14460 ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF ETF 464286533 640 12315 SH SOLE 0 12315 0 0 TRACTOR SUPPLY CO Stock 892356106 539 4091 SH SOLE 0 3194 0 897 ZYNGA INC Stock 98986T108 144 15064 SH SOLE 0 4863 0 10201 VISA INC Stock 92826C839 3195 16538 SH SOLE 0 15807 0 731 ISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FD ETF 46429B689 584 8833 SH SOLE 0 8833 0 0 HERSHEY CO COM Stock 427866108 570 4400 SH SOLE 0 0 0 4400 ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD ETF 46429B697 4152 68488 SH SOLE 0 68488 0 0 AMERICAN TOWER CORP REIT 03027X100 762 2948 SH SOLE 0 2048 0 900 ZEBRA TECHNOLOGIES CORPORATION CL A Stock 989207105 751 2935 SH SOLE 0 2840 0 95 FACEBOOK INC CL A Stock 30303M102 2590 11406 SH SOLE 0 10667 0 739 ASML HOLDING N V N Y REGISTRY SHS ADR N07059210 637 1730 SH SOLE 0 578 0 1152 INGREDION INC COM Stock 457187102 498 6002 SH SOLE 0 3352 0 2650 SERVICE NOW INC Stock 81762P102 368 909 SH SOLE 0 763 0 146 PACKAGING CORP OF AMERICA Stock 695156109 605 6065 SH SOLE 0 0 0 6065 AVAGO TECHNOLOGIES LTD Stock 11135F101 247 783 SH SOLE 0 704 0 79 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 1037 20660 SH SOLE 0 18660 0 2000 MPLX LP COM UNIT REPSTG LTD PARTNER INT Stock 55336V100 432 25009 SH SOLE 0 7128 0 17881 CANADIAN PAC RAILWAYLTD Stock 13645T100 607 2376 SH SOLE 0 902 0 1474 MITSUBISHI UFJ FINL GROUP INC SPONSORED ADR 606822104 54 13820 SH SOLE 0 13820 0 0 NOVARTIS AG ADR ADR 66987V109 629 7206 SH SOLE 0 3736 0 3470 ISHARES CORE MSCI EAFE ETF 46432F842 311 5444 SH SOLE 0 5444 0 0 TELEFONICA S A ADR REPRSTG THREE SHRS ADR 879382208 106 21892 SH SOLE 0 21892 0 0 TOTAL SA ADR ADR 89151E109 203 5285 SH SOLE 0 5285 0 0 KANSAS CITY SOUTHERN COM NEW Stock 485170302 243 1631 SH SOLE 0 1631 0 0 KINDER MORGAN INC Stock 49456B101 282 18587 SH SOLE 0 6539 0 12048 STRATASYS LTD Stock M85548101 201 12695 SH SOLE 0 12695 0 0 ACCENTURE LTD BERMUDA CL A Stock G1151C101 2349 10942 SH SOLE 0 4123 0 6819 KROGER CO COM Stock 501044101 203 6003 SH SOLE 0 6003 0 0 ENBRIDGE INC COM Stock 29250N105 418 13750 SH SOLE 0 12875 0 875 NVIDIA CORP Stock 67066G104 339 892 SH SOLE 0 667 0 225 ISHARES 1-3 YR CREDIT BOND ETF ETF 464288646 547 10000 SH SOLE 0 9000 0 1000 ISHARES TR LEHMAN SHORT TREA BDFD ETF 464288679 395 3566 SH SOLE 0 3566 0 0 SILVER WHEATON CORP Stock 962879102 224 5096 SH SOLE 0 5096 0 0 ABBVIE INC COM Stock 00287Y109 2586 26344 SH SOLE 0 6678 0 19666 S&P GLOBAL INC COM Stock 78409V104 12540 38059 SH SOLE 0 7158 0 30901 SPDR BIOTECH ETF ETF 78464A870 1407 12565 SH SOLE 0 8420 0 4145 INTERACTIVE BROKERS GROUP INC Stock 45841N107 209 5000 SH SOLE 0 5000 0 0 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 1903 39963 SH SOLE 0 39033 0 930 ZOETIS INC COM CL A Stock 98978V103 3056 22297 SH SOLE 0 19698 0 2599 TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD ADR 874039100 812 14296 SH SOLE 0 7822 0 6474 ISHARES RUSSELL 2000 GROWTH INDEX ETF 464287648 1837 8878 SH SOLE 0 851 0 8027 BLACKSTONE GROUP LP Stock 09260D107 659 11627 SH SOLE 0 11627 0 0 FACTSET RESEARCH SYS INC Stock 303075105 577 1756 SH SOLE 0 991 0 765 ZIMMER HLDGS INC Stock 98956P102 306 2564 SH SOLE 0 1564 0 1000 QUALCOMM INC Stock 747525103 2042 22390 SH SOLE 0 5198 0 17191 RESMED INC Stock 761152107 490 2550 SH SOLE 0 469 0 2081 CISCO SYS INC Stock 17275R102 3475 74505 SH SOLE 0 51108 0 23397 ADVANCED MICRO DEVICES INC COM Stock 007903107 1228 23341 SH SOLE 0 20341 0 3000 AUTODESK INC Stock 052769106 382 1598 SH SOLE 0 1349 0 249 CDW CORP COM Stock 12514G108 1237 10649 SH SOLE 0 8559 0 2090 AT&T INC COM Stock 00206R102 1383 45754 SH SOLE 0 14621 0 31133 VANGUARD EMERGING MARKETS GOVERNMENT BOND ETF ETF 921946885 1304 16767 SH SOLE 0 16767 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF ETF 464288513 306 3755 SH SOLE 0 3755 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD ETF 81369Y407 1028 8050 SH SOLE 0 100 0 7950 INDUSTRIAL SELECT SECTOR SPDR ETF 81369Y704 452 6584 SH SOLE 0 2212 0 4372 ISHARES DJ US TECHNOLOGY ETF 464287721 214 793 SH SOLE 0 15 0 778 SKYWORKS SOLUTIONS INC COM Stock 83088M102 213 1663 SH SOLE 0 1563 0 100 LULULEMON ATHLETICA INC Stock 550021109 657 2105 SH SOLE 0 409 0 1696 X-TRACKERS HARVEST CSI 300 CHINA A-SHARES ETF ETF 233051879 287 9647 SH SOLE 0 9647 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 1180 5689 SH SOLE 0 684 0 5005 ISHARES S&P 500 INDEX ETF 464287200 1294 4179 SH SOLE 0 3893 0 285 ISHARES IBONDS DEC 2026 TERM CORPORATE ETF ETF 46435GAA0 552 20700 SH SOLE 0 20700 0 0 METTLER TOLEDO INTL INCF Stock 592688105 299 371 SH SOLE 0 93 0 278 RENAISSANCERE HLDGS INCF Stock G7496G103 303 1770 SH SOLE 0 1770 0 0 UNION PAC CORP COM Stock 907818108 348 2059 SH SOLE 0 309 0 1750 RIO TINTO PLC SPON ADR ADR 767204100 238 4228 SH SOLE 0 3728 0 500 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 761 21981 SH SOLE 0 18381 0 3600 SALESFORCE COM Stock 79466L302 348 1859 SH SOLE 0 1575 0 284 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 1390 3837 SH SOLE 0 3712 0 125 VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF ETF 922908512 243 2539 SH SOLE 0 2459 0 80 JPMORGAN CHASE & CO COM Stock 46625H100 3499 37204 SH SOLE 0 19643 0 17560 CHEVRON CORP NEW COM Stock 166764100 1102 12354 SH SOLE 0 7043 0 5310 ISHARES AMT-FREE MUNI BOND ETF ETF 464288414 2770 24000 SH SOLE 0 24000 0 0 CONOCOPHILLIPS COM Stock 20825C104 908 21620 SH SOLE 0 17417 0 4203 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 281 7255 SH SOLE 0 2380 0 4875 DANAHER CORP Stock 235851102 1167 6599 SH SOLE 0 6599 0 0 SPDR SERIES TRUST KBW BK ETF ETF 78464A797 1257 39843 SH SOLE 0 3383 0 36460 SPDR SER TR S&P DIVID ETF ETF 78464A763 745 8170 SH SOLE 0 7770 0 400 WALMART INC COM Stock 931142103 497 4146 SH SOLE 0 3578 0 568 ISHARES 3-7 YR TREASURY BOND ETF ETF 464288661 756 5656 SH SOLE 0 5656 0 0 INTL BUSINESS MACHINES Stock 459200101 492 4072 SH SOLE 0 988 0 3084 ORACLE CORPORATION Stock 68389X105 605 10943 SH SOLE 0 5675 0 5268 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 964 15638 SH SOLE 0 9698 0 5940 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 2915 73590 SH SOLE 0 52831 0 20759 TEXAS INSTRS INC COM Stock 882508104 1177 9273 SH SOLE 0 4633 0 4640 PFIZER INC COM Stock 717081103 631 19300 SH SOLE 0 3381 0 15919 KLA-TENCOR CORP Stock 482480100 223 1145 SH SOLE 0 1145 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 1924 1361 SH SOLE 0 1214 0 147 AMGEN INC Stock 031162100 875 3709 SH SOLE 0 3458 0 251 APPLIED MATLS INC COM Stock 038222105 288 4764 SH SOLE 0 4764 0 0 HUMANA INC COM Stock 444859102 256 661 SH SOLE 0 661 0 0 JD.COM INC SPON ADR CL A ADR 47215P106 348 5783 SH SOLE 0 5783 0 0 CANADIAN NATIONAL RAILWAY CO Stock 136375102 546 6170 SH SOLE 0 3770 0 2400 CHECK POINT SOFTWARE TECHNOLOGIES LTD Stock M22465104 246 2294 SH SOLE 0 1994 0 300 HDFC BK LTD ADR REPSTG 3 SHS ADR 40415F101 306 6730 SH SOLE 0 1714 0 5016 MERCADOLIBRE INC Stock 58733R102 536 544 SH SOLE 0 117 0 427 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 753 6430 SH SOLE 0 3823 0 2607 ISHARES AGGREGATE BOND ETF ETF 464287226 1599 13525 SH SOLE 0 13525 0 0 EATON CORP PLC SHS Stock G29183103 280 3201 SH SOLE 0 3201 0 0 ISHARES IBONDS SEP 2020 TERM MUNI BOND ETF ETF 46434V571 2082 81673 SH SOLE 0 81673 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 777 3602 SH SOLE 0 3512 0 90 WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND ETF ETF 97717W281 272 6966 SH SOLE 0 6966 0 0 CRANE CO COM Stock 224399105 247 4154 SH SOLE 0 4154 0 0 VANGUARD SHORT TERM BOND ETF 921937827 564 6786 SH SOLE 0 6786 0 0 LITTELFUSE INC Stock 537008104 2691 15772 SH SOLE 0 2752 0 13020 QORVO INC COM Stock 74736K101 397 3594 SH SOLE 0 3594 0 0 PHILIP MORRIS INTL INC Stock 718172109 249 3555 SH SOLE 0 617 0 2938 ROPER INDUSTRIES INC Stock 776696106 534 1376 SH SOLE 0 806 0 570 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 265 4499 SH SOLE 0 1792 0 2706 REALTY INCOME CORP REIT 756109104 342 5742 SH SOLE 0 617 0 5125 IMMUNOMEDICS INC Stock 452907108 271 7653 SH SOLE 0 2536 0 5117 DOMINION RESOURCES INC Stock 25746U109 377 4643 SH SOLE 0 3443 0 1199 AMERICAN WATER WORKS CO Stock 030420103 561 4359 SH SOLE 0 780 0 3579 EXXON MOBIL CORP COM Stock 30231G102 1458 32594 SH SOLE 0 7235 0 25359 UNITEDHEALTH GROUP Stock 91324P102 3928 13316 SH SOLE 0 9388 0 3928 ISHARES IBONDS DEC 2020 TERM CORPORATE ETF ETF 46434VAQ3 1254 49509 SH SOLE 0 49509 0 0 LOWES COS INC COM Stock 548661107 668 4946 SH SOLE 0 2867 0 2079 ARK INNOVATION ETF ETF 00214Q104 1177 16503 SH SOLE 0 7518 0 8985 ETSY INC COM Stock 29786A106 285 2686 SH SOLE 0 971 0 1715 VIRTU FINL INC CL A Stock 928254101 378 16000 SH SOLE 0 16000 0 0 ISHARES TR MSCI ACWIINDEX FD ETF 464288257 471 6395 SH SOLE 0 6395 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 296 4044 SH SOLE 0 199 0 3845 SHOPIFY INC CL A Stock 82509L107 712 750 SH SOLE 0 159 0 591 ISHARES IBONDS DEC 2021 TERM CORPORATE ETF ETF 46434VBK5 1375 54691 SH SOLE 0 54691 0 0 ISHARES IBONDS DEC 2022 TERM CORPORATE ETF ETF 46434VBA7 923 35940 SH SOLE 0 35940 0 0 SMITH & NEPHEW PLC ADR ADR 83175M205 318 8350 SH SOLE 0 1730 0 6620 PAYPAL HLDGS INC COM Stock 70450Y103 554 3178 SH SOLE 0 2265 0 913 ACTIVISION INC Stock 00507V109 216 2851 SH SOLE 0 2851 0 0 PHOTRONICS INC Stock 719405102 176 15855 SH SOLE 0 15855 0 0 CARDINAL HEALTH INC Stock 14149Y108 234 4481 SH SOLE 0 3504 0 977 TORONTO DOMINION BANK Stock 891160509 211 4719 SH SOLE 0 4609 0 110 BLACKROCK INC Stock 09247X101 340 624 SH SOLE 0 474 0 150 CBRE GROUP INC A Stock 12504L109 308 6810 SH SOLE 0 6810 0 0 ISHARES MSCI EAFE ETF ETF 464287465 3221 52915 SH SOLE 0 38591 0 14324 APPLE INC Stock 037833100 11752 32215 SH SOLE 0 12177 0 20037 ISHARES IBONDS DEC 2021 TERM MUNI BOND ETF ETF 46435G789 2214 85360 SH SOLE 0 78360 0 7000 ISHARES IBONDS DEC 2022 TERM MUNI BOND ETF ETF 46435G755 1999 75661 SH SOLE 0 68661 0 7000 ISHARES IBONDS DEC 2023 TERM CORPORATE ETF ETF 46434VAX8 881 33600 SH SOLE 0 33600 0 0 ISHARES IBONDS DEC 2025 TERM CORPORATE ETF ETF 46434VBD1 782 29000 SH SOLE 0 29000 0 0 ISHARES IBONDS DEC 2024 TERM CORPORATE ETF ETF 46434VBG4 577 21900 SH SOLE 0 21900 0 0 ABBOTT LABS COM Stock 002824100 3536 38676 SH SOLE 0 18067 0 20609 DISNEY WALT CO COM DISNEY Stock 254687106 509 4567 SH SOLE 0 2396 0 2171 MARSH & MCLENNAN COS INC COM Stock 571748102 1177 10964 SH SOLE 0 10714 0 250 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 1266 11243 SH SOLE 0 8891 0 2352 FERRARI N V COM Stock N3167Y103 241 1414 SH SOLE 0 301 0 1113