0001706164-20-000004.txt : 20201116 0001706164-20-000004.hdr.sgml : 20201116 20201113183134 ACCESSION NUMBER: 0001706164-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PenderFund Capital Management Ltd. CENTRAL INDEX KEY: 0001706164 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18272 FILM NUMBER: 201313072 BUSINESS ADDRESS: STREET 1: SUITE 1830, 1066 W. HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 3X2 BUSINESS PHONE: 6046881511 MAIL ADDRESS: STREET 1: SUITE 1830, 1066 W. HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 3X2 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001706164 XXXXXXXX 09-30-2020 09-30-2020 PenderFund Capital Management Ltd.

SUITE 1830, 1066 W. HASTINGS STREET VANCOUVER A1 V6E 3X2

13F HOLDINGS REPORT 028-18272 N Gina Jones 236-521-2988 Gina Jones Vancouver A1 11-13-2020 0 70 359603 false INFORMATION TABLE 2 PENDER13F3Q2020.xml ABERDEEN ASIA-PACIFIC INCOME COM 003009107 3200 610000 SH SOLE 610000 0 0 ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 9033 10560000 PRN SOLE 10560000 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 1161 1000000 PRN SOLE 1000000 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 8587 6700000 PRN SOLE 6700000 0 0 AVIAT NETWORKS INC COM 05366Y201 4831 165213 SH SOLE 165213 0 0 BAIDU INC SPON ADR REP A 056752108 2367 14500 SH SOLE 14500 0 0 BAUSCH HEALTH COS INC COM 071734107 6377 319125 SH SOLE 319125 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 5864 300000 SH SOLE 300000 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 1873 100000 SH SOLE 100000 0 0 BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 1596 101720 SH SOLE 101720 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2334 52950 SH SOLE 52950 0 0 BROOKFIELD 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