0001706164-20-000003.txt : 20200817 0001706164-20-000003.hdr.sgml : 20200817 20200814195449 ACCESSION NUMBER: 0001706164-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PenderFund Capital Management Ltd. CENTRAL INDEX KEY: 0001706164 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18272 FILM NUMBER: 201107680 BUSINESS ADDRESS: STREET 1: SUITE 1830, 1066 W. HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 3X2 BUSINESS PHONE: 6046881511 MAIL ADDRESS: STREET 1: SUITE 1830, 1066 W. HASTINGS STREET CITY: VANCOUVER STATE: A1 ZIP: V6E 3X2 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001706164 XXXXXXXX 06-30-2020 06-30-2020 PenderFund Capital Management Ltd.

SUITE 1830, 1066 W. HASTINGS STREET VANCOUVER A1 V6E 3X2

13F HOLDINGS REPORT 028-18272 N Gina Jones 236-521-2988 Gina Jones Vancouver A1 08-14-2020 0 71 369964 false INFORMATION TABLE 2 PENDER13F2Q2020.xml ABERDEEN ASIA-PACIFIC INCOME COM 003009107 3155 610000 SH SOLE 610000 0 0 ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 10343 10560000 PRN SOLE 10560000 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 1183 1000000 PRN SOLE 1000000 0 0 ARISTA NETWORKS INC COM 040413106 2253 7900 SH SOLE 7900 0 0 AURORA CANNABIS INC NOTE 5.500% 2/2 05156XAG3 3788 5750000 PRN SOLE 5750000 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 7538 6700000 PRN SOLE 6700000 0 0 AVIAT NETWORKS INC COM 05366Y201 2185 88198 SH SOLE 88198 0 0 BAIDU INC SPON ADR REP A 056752108 2360 14500 SH SOLE 14500 0 0 BLACKBERRY LTD COM 09228F103 5635 850980 SH SOLE 850980 0 0 BLACKROCK LTD DURATION INC T COM SHS 09249W101 5673 300000 SH SOLE 300000 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 3747 200000 SH SOLE 200000 0 0 BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 1393 101720 SH SOLE 101720 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2366 52950 SH SOLE 52950 0 0 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 956 22880 SH SOLE 22880 0 0 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 5540 411875 SH SOLE 411875 0 0 CANADIAN NAT RES LTD COM 136385101 2548 108200 SH SOLE 108200 0 0 CIENA CORP COM 171779309 2754 37459 SH SOLE 37459 0 0 CLOUDERA INC COM 18914U100 5041 291900 SH SOLE 291900 0 0 COLFAX CORP COM 194014106 671 17712 SH SOLE 17712 0 0 COLLIERS INTL GROUP INC SUB VTG SHS 194693107 125 1600 SH SOLE 1600 0 0 DESPEGAR COM CORP ORD SHS G27358103 371 38100 SH SOLE 38100 0 0 EATON VANCE LTD DURATION INC COM 27828H105 4590 300000 SH SOLE 300000 0 0 EBIX INC COM 278715206 10352 341036 SH SOLE 341036 0 0 EGAIN CORP COM 28225C806 15852 1051006 SH SOLE 1051006 0 0 ELEMENT SOLUTIONS INC COM 28618M106 6078 412633 SH SOLE 412633 0 0 ENBRIDGE INC COM 29250N105 747 18085 SH SOLE 18085 0 0 ENERGY FUELS INC *W EXP 09/20/202 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SOLE 3250000 0 0 STARBUCKS CORP COM 855244109 270 2700 SH SOLE 2700 0 0 STARWOOD PPTY TR INC COM 85571B105 781 38450 SH SOLE 38450 0 0 STITCH FIX INC COM CL A 860897107 6250 184600 SH SOLE 184600 0 0 SUNCOR ENERGY INC COM 867224107 1085 47400 SH SOLE 47400 0 0 SUNPOWER CORP DBCV 0.875% 6/0 867652AJ8 18731 14904000 PRN SOLE 14904000 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 17041 15106000 PRN SOLE 15106000 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 8603 6470000 PRN SOLE 6470000 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 3431 4250 SH SOLE 4250 0 0 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 8284 6400000 PRN SOLE 6400000 0 0 TWITTER INC COM 90184L102 2281 56400 SH SOLE 56400 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 11542 9000000 PRN SOLE 9000000 0 0 UPLAND SOFTWARE INC COM 91544A109 1679 35586 SH SOLE 35586 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 5208 350000 SH SOLE 350000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 8445 107974 SH SOLE 107974 0 0 ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 9728 6880000 PRN SOLE 6880000 0 0