0001706164-19-000007.txt : 20191029
0001706164-19-000007.hdr.sgml : 20191029
20191029123607
ACCESSION NUMBER: 0001706164-19-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191029
DATE AS OF CHANGE: 20191029
EFFECTIVENESS DATE: 20191029
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PenderFund Capital Management Ltd.
CENTRAL INDEX KEY: 0001706164
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18272
FILM NUMBER: 191175552
BUSINESS ADDRESS:
STREET 1: SUITE 1830, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X2
BUSINESS PHONE: 6046881511
MAIL ADDRESS:
STREET 1: SUITE 1830, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X2
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001706164
XXXXXXXX
09-30-2019
09-30-2019
PenderFund Capital Management Ltd.
SUITE 1830, 1066 W. HASTINGS STREET
VANCOUVER
A1
V6E 3X2
13F HOLDINGS REPORT
028-18272
N
Gina jones
CFO
236-521-2988
Gina Jones
Vancouver
A1
10-29-2019
0
64
297251
false
INFORMATION TABLE
2
PENDER13F3Q2019.xml
ABERDEEN ASIA PACIFIC IN
COM
003009107
1734
410000
SH
SOLE
410000
0
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
1571
2000000
PRN
SOLE
2000000
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1 ADDED
05351XAB7
17290
19700000
PRN
SOLE
19700000
0
0
BAIDU INC
SPON ADR REP A
056752108
7081
68541
SH
SOLE
68541
0
0
BLACKBERRY LTD
COM
09228F103
5670
856980
SH
SOLE
856980
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
2525
180000
SH
SOLE
180000
0
0
BLACKROCK MUNIYIELD CALI QLT
COM
09254N103
926
65000
SH
SOLE
65000
0
0
BRAEMAR HOTELS & RESORTS INC
5.5 CUM CV PFD B
10482B200
1575
76866
SH
SOLE
76866
0
0
BRANDYWINEGBL GLBAL INM OPRT
COM
10537L104
1959
158948
SH
SOLE
158948
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
474
6700
SH
SOLE
6700
0
0
BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN
COM
G16249107
8705
346666
SH
SOLE
346666
0
0
CARBONITE INC
COM
141337105
12293
761200
SH
SOLE
761200
0
0
CARBONITE INC
NOTE 2.500% 4/0
141337AB1
11907
12500000
PRN
SOLE
12500000
0
0
CHESAPEAKE ENERGY CORP
NOTE 5.500% 9/1
165167CY1
693
500000
PRN
SOLE
500000
0
0
CLOUDERA INC
COM
18914U100
3889
432400
SH
SOLE
432400
0
0
COLFAX CORP
COM
194014106
1068
33617
SH
SOLE
33617
0
0
COLONY CAP INC NEW CL A
CL A COM
19626G108
4346
773374
SH
SOLE
773374
0
0
DESPEGAR CORP
ORD SHS
G27358103
434
38100
SH
SOLE
38100
0
0
EGAIN CORP NEW
COM
28225C806
5948
794085
SH
SOLE
794085
0
0
ELEMENT SOLUTIONS INC
COM
28618M106
4221
401233
SH
SOLE
401233
0
0
ENERGY FUELS INC
*W EXP 09/20/202
292671179
149
200000
SH
SOLE
200000
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
1198
100000
SH
SOLE
100000
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
2735
5750000
PRN
SOLE
5750000
0
0
GOPRO INC
NOTE 3.500% 4/1
38268TAB9
958
1000000
PRN
SOLE
1000000
0
0
HANESBRANDS INC
COM
410345102
4867
306611
SH
SOLE
306611
0
0
HOWARD HUGHES CORP
COM
44267D107
10640
96842
SH
SOLE
96842
0
0
INFINERA CORPORATION
NOTE 2.125% 9/0
45667GAC7
7100
8134000
PRN
SOLE
8134000
0
0
JD INC
SPON ADR CL A
47215P106
8957
288205
SH
SOLE
288205
0
0
JUST ENERGY GROUP INC
COM
48213W101
1108
353000
SH
SOLE
353000
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
3199
142958
SH
SOLE
142958
0
0
KKR & CO INC
CL A
48251W104
13355
472340
SH
SOLE
472340
0
0
LEAF GROUP LTD
COM
52177G102
4056
1240227
SH
SOLE
1240227
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
6408
340647
SH
SOLE
340647
0
0
MAXAR TECHNOLOGIES INC
COM
57778K105
10462
1015756
SH
SOLE
1015756
0
0
MIDDLEBY CORP
COM
596278101
8016
66300
SH
SOLE
66300
0
0
NUVEEN MARYLAND QLT MUN INC
COM
67061Q107
799
60000
SH
SOLE
60000
0
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
2136
160000
SH
SOLE
160000
0
0
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
702
50000
SH
SOLE
50000
0
0
NUVEEN QUALITY MUNCP IN E
COM
67066V101
862
60000
SH
SOLE
60000
0
0
PAR TECHNOLOGY CORP
COM
698884103
3379
141000
SH
SOLE
141000
0
0
PARATEK PHARMACEUTICALS INC
NOTE 4.750% 5/0
699374AB0
9300
13060000
PRN
SOLE
13060000
0
0
PIONEER FLOATING RATE TR
COM
72369J102
1041
100000
SH
SOLE
100000
0
0
PIXELWORKS INC NEW
COM
72581M305
927
225000
SH
SOLE
225000
0
0
POINTS INTL LTD NEW
COM
730843208
3112
217457
SH
SOLE
217457
0
0
SANDRIDGE ENERGY INC NEW
COM
80007P869
4256
929156
SH
SOLE
929156
0
0
SIERRA WIRELESS INC
COM
826516106
10189
713039
SH
SOLE
713039
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
12576
248250
SH
SOLE
248250
0
0
STARBUCKS CORP
COM
855244109
225
2700
SH
SOLE
2700
0
0
STARWOOD PPTY TR INC
COM
85571B105
241
9850
SH
SOLE
9850
0
0
SUNPOWER CORP
DBCV 0.875% 6/0
867652AJ8
9219
10042000
PRN
SOLE
10042000
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
12366
13867000
PRN
SOLE
13867000
0
0
SYNALLOY CP DEL
COM
871565107
2434
165005
SH
SOLE
165005
0
0
TASEKO MINES LTD
COM
876511106
1903
3338319
SH
SOLE
3338319
0
0
TRIPADVISOR INC
COM
896945201
8191
208647
SH
SOLE
208647
0
0
TUTOR PERINI CORP
COM
901109108
338
20400
SH
SOLE
20400
0
0
TUTOR PERINI CORP
NOTE 2.875% 6/1
901109AD0
7760
8000000
PRN
SOLE
8000000
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
5388
5500000
PRN
SOLE
5500000
0
0
UPLAND SOFTWARE INC
COM
91544A109
1345
35586
SH
SOLE
35586
0
0
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
838
60406
SH
SOLE
60406
0
0
WESTERN AST INFL LKD OPP & I
COM
95766R104
556
50000
SH
SOLE
50000
0
0
WYNN RESORTS LTD
COM
983134107
5188
44400
SH
SOLE
44400
0
0
YATRA ONLINE INC
ORD SHS
G98338109
214
54112
SH
SOLE
54112
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
9443
283000
SH
SOLE
283000
0
0
ZILLOW GROUP INC
NOTE 1.500% 7/0
98954MAC5
4806
5380000
PRN
SOLE
5380000
0
0