0001706164-19-000002.txt : 20190423
0001706164-19-000002.hdr.sgml : 20190423
20190423111413
ACCESSION NUMBER: 0001706164-19-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190423
DATE AS OF CHANGE: 20190423
EFFECTIVENESS DATE: 20190423
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PenderFund Capital Management Ltd.
CENTRAL INDEX KEY: 0001706164
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18272
FILM NUMBER: 19760950
BUSINESS ADDRESS:
STREET 1: SUITE 1640, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X1
BUSINESS PHONE: (604) 630-5447
MAIL ADDRESS:
STREET 1: SUITE 1640, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X1
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001706164
XXXXXXXX
03-31-2019
03-31-2019
PenderFund Capital Management Ltd.
SUITE 1640, 1066 W. HASTINGS STREET
VANCOUVER
A1
V6E 3X1
13F HOLDINGS REPORT
028-18272
N
Gina Jones
CFO
236-521-2988
Gina Jones
Vancouver
A1
04-23-2019
0
69
343893
false
INFORMATION TABLE
2
PENDER13F1Q2019.xml
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
1098
200000
SH
SOLE
200000
0
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
4704
4000000
SH
SOLE
4000000
0
0
ALPHABET INC
CAP STK LC C
02079K107
579
350
SH
SOLE
350
0
0
AMYRIS INC
NOTE 6.500% 5/1
03236MAC5
10283
7526000
SH
SOLE
7526000
0
0
ASURE SOFTWARE INC
COM
04649U102
5549
585651
PRN
SOLE
585651
0
0
BAIDU INC
SPON ADR REP A
056752108
12878
57341
SH
SOLE
57341
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
6161
340000
SH
SOLE
340000
0
0
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
884
50000
SH
SOLE
50000
0
0
BLACKROCK MUNIYIELD CALI QLT
COM
09254N103
3226
180000
SH
SOLE
180000
0
0
BRAEMAR HOTELS & RESORTS INC
5.5 CUM CV PFD B
10482B200
3646
139404
SH
SOLE
139404
0
0
BRANDYWINEGBL GLBAL INM OPRT
COM
10537L104
2344
158948
SH
SOLE
158948
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
655
10200
PRN
SOLE
10200
0
0
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN
COM
G16249107
7692
277400
PRN
SOLE
277400
0
0
CARBONITE INC
COM
141337105
9978
310000
PRN
SOLE
310000
0
0
COLFAX CORP
COM
194014106
1358
33617
SH
SOLE
33617
0
0
COLONY CAP INC
NEW CL A COM
19626G108
4524
658374
SH
SOLE
658374
0
0
DATA I O CORP
COM
237690102
4
500
SH
SOLE
500
0
0
DESPEGAR COM CORP
ORD SHS
G27358103
539
28100
SH
SOLE
28100
0
0
EGAIN CORP
COM
28225C806
1894
146796
SH
SOLE
146796
0
0
ELEMENT SOLUTIONS INC
COM
28618M106
13539
905900
SH
SOLE
905900
0
0
ENERGY FUELS INC
*W EXP 09/20/202
292671179
299
200000
SH
SOLE
200000
0
0
FIREEYE
INC NOTE 1.625% 6/0
31816QAD3
2509
2000000
SH
SOLE
2000000
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
1615
100000
SH
SOLE
100000
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
568
7300
SH
SOLE
7300
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
3047
5750000
PRN
SOLE
5750000
0
0
HANESBRANDS INC
COM
410345102
9153
363300
SH
SOLE
363300
0
0
HOWARD HUGHES CORP
COM
44267D107
15143
105682
SH
SOLE
105682
0
0
JD COM INC
SPON ADR CL A
47215P106
12405
314605
SH
SOLE
314605
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
7010
248256
SH
SOLE
248256
0
0
KEYW HLDG CORP
NOTE 2.500% 7/1
493723AA8
1329
1000000
SH
SOLE
1000000
0
0
KKR & CO INC
CL A
48251W104
15615
495940
SH
SOLE
495940
0
0
LEAF GROUP LTD
COM
52177G102
5572
500635
SH
SOLE
500635
0
0
LIBERTY BROADBAND
COM SER C
530307305
11757
92900
SH
SOLE
92900
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
195
5450
SH
SOLE
5450
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
7891
291147
PRN
SOLE
291147
0
0
MAXAR TECHNOLOGIES INC
COM
57778K105
9423
1510111
SH
SOLE
1510111
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
9481
72534
PRN
SOLE
72534
0
0
MIDDLEBY CORP
COM
596278101
7896
44500
PRN
SOLE
44500
0
0
MODEL N INC
COM
607525102
4360
183351
SH
SOLE
183351
0
0
NEWELL BRANDS INC
COM
651229106
216
11000
SH
SOLE
11000
0
0
NUVEEN MARYLAND QLT MUN INC
COM
67061Q107
5417
325000
SH
SOLE
325000
0
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
2684
160000
PRN
SOLE
160000
0
0
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
4763
270000
PRN
SOLE
270000
0
0
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
3076
175000
PRN
SOLE
175000
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
3691
210000
SH
SOLE
210000
0
0
PDVWIRELESS INC
COM
69290R104
3
50
SH
SOLE
50
0
0
PIONEER FLOATING RATE TR
COM
72369J102
1417
100000
SH
SOLE
100000
0
0
PIXELWORKS INC
COM
72581M305
4440
707934
SH
SOLE
707934
0
0
POINTS INTL LTD
COM
730843208
3391
209967
SH
SOLE
209967
0
0
PRETIUM RES INC
NOTE 2.250% 3/1
74139CAB8
5337
4292000
SH
SOLE
4292000
0
0
RCI HOSPITALITY HLDGS INC
COM
74934Q108
5
175
PRN
SOLE
175
0
0
SEACHANGE INTL INC
COM
811699107
397
216755
SH
SOLE
216755
0
0
SIERRA WIRELESS INC
COM
826516106
9926
577740
SH
SOLE
577740
0
0
SILVER STD RES INC
NOTE 2.875% 2/0
82823LAC0
7136
5369000
SH
SOLE
5369000
0
0
SS&C TECHNOLOGIES HLDGS INC
INC COM
78467J100
14806
171200
SH
SOLE
171200
0
0
STARBUCKS CORP
COM
855244109
272
2700
SH
SOLE
2700
0
0
STARWOOD PPTY TR INC
COM
85571B105
296
9850
SH
SOLE
9850
0
0
SUNPOWER CORP
DBCV 0.875% 6/0
867652AJ8
756
668000
SH
SOLE
668000
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
19343
17050000
SH
SOLE
17050000
0
0
TELUS CORP
COM
87971M103
336
6770
SH
SOLE
6770
0
0
TRIPADVISOR INC
COM
896945201
14086
203707
SH
SOLE
203707
0
0
UPLAND SOFTWARE INC
COM
91544A109
2014
35586
SH
SOLE
35586
0
0
VISA INC
COM CL A
92826C839
312
1460
SH
SOLE
1460
0
0
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
1665
90406
SH
SOLE
90406
0
0
WESTERN AST INFL LKD OPP & I
COM
95766R104
718
50000
SH
SOLE
50000
0
0
WYNN RESORTS LTD
COM
983134107
9543
51000
SH
SOLE
51000
0
0
YATRA ONLINE INC
ORD SHS
G98338109
330
54112
SH
SOLE
54112
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
8218
173100
SH
SOLE
173100
0
0
ZILLOW GROUP INC
NOTE 1.500% 7/0
98954MAC5
2496
2000000
PRN
SOLE
2000000
0
0