0001706164-19-000001.txt : 20190124
0001706164-19-000001.hdr.sgml : 20190124
20190124111241
ACCESSION NUMBER: 0001706164-19-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190124
DATE AS OF CHANGE: 20190124
EFFECTIVENESS DATE: 20190124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PenderFund Capital Management Ltd.
CENTRAL INDEX KEY: 0001706164
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18272
FILM NUMBER: 19538985
BUSINESS ADDRESS:
STREET 1: SUITE 1640, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X1
BUSINESS PHONE: (604) 630-5447
MAIL ADDRESS:
STREET 1: SUITE 1640, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X1
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001706164
XXXXXXXX
12-31-2018
12-31-2018
PenderFund Capital Management Ltd.
SUITE 1640, 1066 W. HASTINGS STREET
VANCOUVER
A1
V6E 3X1
13F HOLDINGS REPORT
028-18272
N
Gina Jones
CFO
236-521-2988
Gina Jones
Vancouver
A1
01-24-2019
0
70
310282
true
INFORMATION TABLE
2
PENDER13F4Q2018.xml
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
774
200000
SH
SOLE
200000
0
0
ACETO CORP
NOTE 2.000%11/0
004446AD2
3364
4478000
PRN
SOLE
4478000
0
0
ALPHABET INC
CAP STK CL C
02079K107
512
350
SH
SOLE
350
0
0
AMYRIS INC
NOTE 6.500% 5/1
03236MAC5
7450
7526000
PRN
SOLE
7526000
0
0
AMYRIS INC
NOTE 9.500% 4/1
03236MAF8
2508
2500000
PRN
SOLE
2500000
0
0
AMYRIS INC
NOTE 9.500% 4/1
03236MAG6
4012
4000000
PRN
SOLE
4000000
0
0
ASURE SOFTWARE INC
COM
04649U102
3630
485651
SH
SOLE
485651
0
0
BAIDU INC SPON
SPON ADR REP A
056752108
11709
51134
SH
SOLE
51134
0
0
BERKSHIRE HATHAWAY INC
DEL CL B
084670702
243
900
SH
SOLE
900
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
3036
240000
SH
SOLE
240000
0
0
BLACKROCK MUNIYIELD CALI QLT
COM
09254N103
2907
230000
SH
SOLE
230000
0
0
BRAEMAR HOTELS & RESORTS INC
5.5 CUM CV PFD B
10482B200
2391
139404
SH
SOLE
139404
0
0
BRANDYWINEGBL GLBAL INM OPRT
COM
10537L104
1650
158948
SH
SOLE
158948
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
1163
20894
SH
SOLE
20894
0
0
BROOKFIELD PPTY PARTNERS L P UNIT LTD PARTN
COM
G16249107
8449
364200
SH
SOLE
364200
0
0
COLFAX CORP COM
COM
194014106
1051
33617
SH
SOLE
33617
0
0
COLONY CAP INC NEW CL A COM
COM
19626G108
191
26000
SH
SOLE
26000
0
0
DATA I O CORP COM
COM
237690102
4
500
SH
SOLE
500
0
0
DESPEGAR COM CORP ORD SHS
ORD SHS
G27358103
344
18100
SH
SOLE
18100
0
0
EGAIN CORP COM NEW
COM
28225C806
4203
444794
SH
SOLE
444794
0
0
ENERGY FUELS INC
*W EXP 09/20/202
292671179
220
200000
SH
SOLE
200000
0
0
FIREEYE INC
NOTE 1.625% 6/0
31816QAD3
1827
2000000
PRN
SOLE
2000000
0
0
GCI LIBERTY INC
COM CLASS A
36164V305
426
7300
SH
SOLE
7300
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
4266
5750000
PRN
SOLE
5750000
0
0
GOPRO INC
NOTE 3.500% 4/1
38268TAB9
2966
3600000
PRN
SOLE
3600000
0
0
HANESBRANDS INC
COM
410345102
6769
344000
SH
SOLE
344000
0
0
INVESCO PA VALUE MUN INCOME
COM
46132K109
1510
130081
SH
SOLE
130081
0
0
JD COM INC
SPON ADR CL A
47215P106
8562
276900
SH
SOLE
276900
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
8527
336656
SH
SOLE
336656
0
0
KEYW HLDG CORP
NOTE 2.500% 7/1
493723AA8
995
1000000
PRN
SOLE
1000000
0
0
KKR & CO INC
CL A ADDED
48251W104
14974
495940
SH
SOLE
495940
0
0
LEAF GROUP LTD
COM
52177G102
4512
425000
SH
SOLE
425000
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
10315
103400
SH
SOLE
103400
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
313
10900
SH
SOLE
10900
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
1609
74148
SH
SOLE
74148
0
0
LIVEPERSON INC
COM
538146101
5652
210917
SH
SOLE
210917
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
7536
73434
SH
SOLE
73434
0
0
MODEL N INC
COM
607525102
11130
560931
SH
SOLE
560931
0
0
NEWELL BRANDS INC
COM
651229106
0
11000
SH
SOLE
11000
0
0
NUVEEN MARYLAND QLT MUN INC
COM
67061Q107
3809
325000
SH
SOLE
325000
0
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
1515
130000
SH
SOLE
130000
0
0
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
2940
240000
SH
SOLE
240000
0
0
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
1769
145000
SH
SOLE
145000
0
0
NUVEEN QUALITY MUNCP INCOME'
COM
67066V101
3260
260000
SH
SOLE
260000
0
0
PHI INC
COM NON VTG
69336T205
561
186550
SH
SOLE
186550
0
0
PIXELWORKS INC
COM
72581M305
3060
708164
SH
SOLE
708164
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
15561
1020500
SH
SOLE
1020500
0
0
POINTS INTL LTD
COM
730843208
1821
138260
SH
SOLE
138260
0
0
POSCO
SPON ADR
693483109
3054
39252
SH
SOLE
39252
0
0
SEACHANGE INTL INC
COM
811699107
3741
1710532
SH
SOLE
1710532
0
0
SIERRA WIRELESS INC
COM
826516106
9687
482440
SH
SOLE
482440
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
14393
222800
SH
SOLE
222800
0
0
SILVER STD RES INC
NOTE 2.875% 2/0
82823LAC0
4345
4369000
PRN
SOLE
4369000
0
0
STARBUCKS CORP
COM
855244109
231
2700
SH
SOLE
2700
0
0
STARWOOD PPTY TR INC
COM
85571B105
277
9850
SH
SOLE
9850
0
0
MODUSLINK GLOBAL SOLUTIONS I
NOTE 5.250% 3/0
60786LAB3
6252
6220000
PRN
SOLE
6220000
0
0
SUNPOWER CORP
DBCV 0.875% 6/0
867652AJ8
397
518000
PRN
SOLE
518000
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
11061
13707000
PRN
SOLE
13707000
0
0
TELUS CORP
COM
87971M103
312
6770
SH
SOLE
6770
0
0
BANK N S HALIFAX
COM
064149107
5
375
SH
SOLE
375
0
0
HOWARD HUGHES CORP
COM
44267D107
11584
82082
SH
SOLE
82082
0
0
MIDDLEBY CORP
COM
596278101
15995
102836
SH
SOLE
102836
0
0
TRIPADVISOR INC
COM
896945201
13014
166707
SH
SOLE
166707
0
0
UPLAND SOFTWARE INC
COM
91544A109
8356
208834
SH
SOLE
208834
0
0
VISA INC
COM CL A
92826C839
267
1460
SH
SOLE
1460
0
0
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
1111
90406
SH
SOLE
90406
0
0
WYNN RESORTS LTD
COM
983134107
7780
51000
SH
SOLE
51000
0
0
YATRA ONLINE INC
ORD SHS
G98338109
345
54112
SH
SOLE
54112
0
0
ZILLOW GROUP INC
NOTE 1.500% 7/0
98954MAC5
3456
4000000
PRN
SOLE
4000000
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
780
17000
SH
SOLE
17000
0
0