0001706164-18-000002.txt : 20180504
0001706164-18-000002.hdr.sgml : 20180504
20180504135422
ACCESSION NUMBER: 0001706164-18-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180504
DATE AS OF CHANGE: 20180504
EFFECTIVENESS DATE: 20180504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PenderFund Capital Management Ltd.
CENTRAL INDEX KEY: 0001706164
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18272
FILM NUMBER: 18807203
BUSINESS ADDRESS:
STREET 1: SUITE 1640, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X1
BUSINESS PHONE: (604) 630-5447
MAIL ADDRESS:
STREET 1: SUITE 1640, 1066 W. HASTINGS STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6E 3X1
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001706164
XXXXXXXX
03-31-2018
03-31-2018
PenderFund Capital Management Ltd.
SUITE 1640, 1066 W. HASTINGS STREET
VANCOUVER
A1
V6E 3X1
13F HOLDINGS REPORT
028-18272
N
Gina Jones
COO
2365212988
Gina Jones
Vancouver
A1
05-04-2018
0
73
240142000
false
INFORMATION TABLE
2
form13f.xml
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
4838000
284614
SH
SOLE
4838000
0
0
AIRGAIN INC
COM
00938A104
365000
44357
SH
SOLE
365000
0
0
ALPHABET INC
CAP STK CL C
02079K107
359000
350
SH
SOLE
359000
0
0
ASURE SOFTWARE INC
COM
04649U102
5899000
388341
SH
SOLE
5899000
0
0
BAIDU INC
SPON ADR REP A
056752108
10570000
45134
SH
SOLE
10570000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
350000
1750
SH
SOLE
350000
0
0
BRIGHTCOVE INC
COM
10921T101
726000
91861
SH
SOLE
726000
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
1664000
33694
SH
SOLE
1664000
0
0
BROOKFIELD PPTY PARTNERS L P
UNIT LTD PARTN
G16249107
9017000
359800
SH
SOLE
9017000
0
0
CANADIAN NAT RES LTD
COM
136385101
223000
4810
SH
SOLE
223000
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
4892000
14600
SH
SOLE
4892000
0
0
COLFAX CORP
COM
194014106
6812000
210840
SH
SOLE
6812000
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
4791000
210600
SH
SOLE
4791000
0
0
EGAIN CORP
COM NEW
28225C806
356000
39117
SH
SOLE
356000
0
0
ENERGY FUELS INC
*W EXP 09/20/202
292671179
210000
200000
SH
SOLE
210000
0
0
ENERGY XXI GULF COAST INC
COM
29276K101
5306000
897800
SH
SOLE
5306000
0
0
EXFO INC
SUB VTG SHS
302046107
2603000
542200
SH
SOLE
2603000
0
0
EXFO INC
SUB VTG SHS
302046107
2603000
542200
SH
SOLE
2603000
0
0
GENERAL ELECTRIC CO
COM
369604103
160000
10900
SH
SOLE
160000
0
0
HANESBRANDS INC
COM
410345102
140000
7700
SH
SOLE
140000
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
8738000
466656
SH
SOLE
8738000
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
8738000
466656
SH
SOLE
8738000
0
0
LEAF GROUP LTD
COM
52177G102
3039000
425000
SH
SOLE
3039000
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
4742000
57400
SH
SOLE
4742000
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
940000
29300
SH
SOLE
940000
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
8752000
444048
SH
SOLE
8752000
0
0
LIVEPERSON INC
COM
538146101
3829000
230647
SH
SOLE
3829000
0
0
MATTERSIGHT CORP
COM
577097108
6663000
2961230
SH
SOLE
6663000
0
0
MODEL N INC
COM
607525102
2419000
139843
SH
SOLE
2419000
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
2454000
2993001
SH
SOLE
2454000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
326000
7930
SH
SOLE
326000
0
0
PIXELWORKS INC
COM NEW
72581M305
3034000
707324
SH
SOLE
3034000
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
7097000
685000
SH
SOLE
7097000
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
7097000
685000
SH
SOLE
7097000
0
0
POINTS INTL LTD
COM NEW
730843208
3111000
230260
SH
SOLE
3111000
0
0
POSCO
SPONSORED ADR
693483109
4853000
58650
SH
SOLE
4853000
0
0
QUANTUM CORP
COM NEW
747906501
2361000
585749
SH
SOLE
2361000
0
0
QUARTERHILL INC
COM
747713105
1901000
969700
SH
SOLE
1901000
0
0
SEACHANGE INTL INC
COM
811699107
4572000
1437584
SH
SOLE
4572000
0
0
SIERRA WIRELESS INC
COM
826516106
12376000
554740
SH
SOLE
12376000
0
0
STARBUCKS CORP
COM
855244109
273000
4700
SH
SOLE
273000
0
0
STARWOOD PPTY TR INC
COM
85571B105
265000
12750
SH
SOLE
265000
0
0
SYNTEL INC
COM
87162H103
7932000
281264
SH
SOLE
7932000
0
0
TELUS CORP
COM
87971M103
308000
6770
SH
SOLE
308000
0
0
BANK N S HALIFAX
COM
064149107
393000
5040
SH
SOLE
393000
0
0
HOWARD HUGHES CORP
COM
44267D107
11670000
85282
SH
SOLE
11670000
0
0
MIDDLEBY CORP
COM
596278101
4747000
37200
SH
SOLE
4747000
0
0
TRIPADVISOR INC
COM
896945201
10190000
239800
SH
SOLE
10190000
0
0
UNILEVER PLC
SPON ADR NEW
904767704
191000
3500
SH
SOLE
191000
0
0
UPLAND SOFTWARE INC
COM
91544A109
3933000
143800
SH
SOLE
3933000
0
0
VISA INC
COM CL A
92826C839
294000
2360
SH
SOLE
294000
0
0
ZYMEWORKS INC
COM
98985W102
5360000
325058
SH
SOLE
5360000
0
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
948000
200000
SH
SOLE
948000
0
0
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
15000
1000
SH
SOLE
15000
0
0
AMYRIS INC
NOTE 6.500% 5/1
03236MAC5
4188000
4526000
PRN
SOLE
4188000
0
0
AMYRIS INC
NOTE 9.500% 4/1
03236MAF8
460000
500000
PRN
SOLE
460000
0
0
AMYRIS INC
NOTE 9.500% 4/1
03236MAG6
1839000
2000000
PRN
SOLE
1839000
0
0
ASHFORD HOSPITALITY PRIME IN
PFD CV SER B
044102507
2292000
118927
SH
SOLE
2292000
0
0
BRANDYWINEGBL GLBAL INM OPRT
COM
10537L104
2307000
178948
SH
SOLE
2307000
0
0
FIREEYE INC
NOTE 1.625% 6/0
31816QAD3
1876000
2000000
PRN
SOLE
1876000
0
0
GLOBAL EAGLE ENTMT INC
NOTE 2.750% 2/1
37951DAB8
1422000
2250000
PRN
SOLE
1422000
0
0
INVESCO PA VALUE MUN INCOME
COM
46132K109
2350000
200000
SH
SOLE
2350000
0
0
KEYW HLDG CORP
NOTE 2.500% 7/1
493723AA8
1955000
2000000
PRN
SOLE
1955000
0
0
NOVAVAX INC
NOTE 3.750% 2/0
670002AB0
712000
1000000
PRN
SOLE
712000
0
0
NUVEEN MARYLAND QLT MUN INC
COM
67061Q107
1933000
160000
SH
SOLE
1933000
0
0
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
761000
60000
SH
SOLE
761000
0
0
PANDORA MEDIA INC
NOTE 1.750%12/0
698354AB3
549000
600000
PRN
SOLE
549000
0
0
SANDRIDGE ENERGY INC
COM NEW
80007P869
436000
30049
SH
SOLE
436000
0
0
SILVER STD RES INC
NOTE 2.875% 2/0
82823LAC0
2486000
2500000
PRN
SOLE
2486000
0
0
MODUSLINK GLOBAL SOLUTIONS I
NOTE 5.250% 3/0
60786LAB3
4855000
5000000
PRN
SOLE
4855000
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
1891020
2362000
SH
SOLE
1891020
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
320000
50000
SH
SOLE
320000
0
0
WESTERN ASSET CLYM INFL OPP
COM
95766R104
461000
40753
SH
SOLE
461000
0
0
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
1604000
110406
SH
SOLE
1604000
0
0