0001705973-24-000006.txt : 20240712 0001705973-24-000006.hdr.sgml : 20240712 20240712193940 ACCESSION NUMBER: 0001705973-24-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240711 FILED AS OF DATE: 20240712 DATE AS OF CHANGE: 20240712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bond Jodi Hanson CENTRAL INDEX KEY: 0001705973 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41971 FILM NUMBER: 241115547 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunrise Realty Trust, Inc. CENTRAL INDEX KEY: 0002012706 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 OKEECHOBEE BLVD., SUITE 1650 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 561-510-2390 MAIL ADDRESS: STREET 1: 525 OKEECHOBEE BLVD., SUITE 1650 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 4 1 wk-form4_1720827573.xml FORM 4 X0508 4 2024-07-11 0 0002012706 Sunrise Realty Trust, Inc. SUNS 0001705973 Bond Jodi Hanson 525 OKEECHOBEE BLVD SUITE 1650 WEST PALM BEACH FL 33401 1 0 0 0 0 Common Stock 2024-07-11 4 P 0 10000 11.30 A 14417 D Common Stock 2024-07-11 4 P 0 6050 12.58 A 20467 D Includes 4,417 shares received in connection with the spin-off of the Issuer from AFC Gamma, Inc., of which 427 shares are restricted shares received in the spin-off from restricted common stock granted under AFC Gamma, Inc. Stock Incentive Plan and shall vest on the one-year anniversary of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. This transaction was executed in multiple trades at prices ranging from $12.20 to $12.85; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. /s/ Brandon Hetzel, as Attorney-in-Fact 2024-07-12