0001062993-23-020065.txt : 20231102 0001062993-23-020065.hdr.sgml : 20231102 20231102180218 ACCESSION NUMBER: 0001062993-23-020065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231101 FILED AS OF DATE: 20231102 DATE AS OF CHANGE: 20231102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minarro Viseras Enrique CENTRAL INDEX KEY: 0001705737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39221 FILM NUMBER: 231373883 MAIL ADDRESS: STREET 1: C/O INGERSOLL RAND INC. STREET 2: 525 HARBOUR PLACE DRIVE, SUITE 600 CITY: DAVIDSON STATE: NC ZIP: 28036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otis Worldwide Corp CENTRAL INDEX KEY: 0001781335 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 833789412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606743000 MAIL ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-11-01 0001781335 Otis Worldwide Corp OTIS 0001705737 Minarro Viseras Enrique 1 CARRIER PLACE FARMINGTON CT 06032 0 1 0 0 President, Otis EMEA 0 Restricted Stock Units 2023-11-01 4 A 0 7946 0 A Common Stock 7946 7946 D Stock Appreciation Rights 76.81 2023-11-01 4 A 0 25736 0 A 2033-10-31 Common Stock 25736 25736 D Restricted Stock Units 2023-11-01 4 A 0 32609 0 A Common Stock 32609 32609 D Restricted stock units (RSUs) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. These RSUs and stock appreciation rights (SARs) vest in three equal annual installments beginning on the first anniversary of the Transaction Date. SARs become exercisable upon vesting. These RSUs, which were granted to the reporting person in respect of equity awards that the reporting person forfeited upon joining the issuer, vest in two equal installments on the first and second anniversaries of the Transaction Date. Caroline Coursant, Attorney-in-Fact 2023-11-02