0001104659-17-052748.txt : 20170818
0001104659-17-052748.hdr.sgml : 20170818
20170818205849
ACCESSION NUMBER: 0001104659-17-052748
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170816
FILED AS OF DATE: 20170818
DATE AS OF CHANGE: 20170818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buberl Jan
CENTRAL INDEX KEY: 0001713222
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38176
FILM NUMBER: 171042039
MAIL ADDRESS:
STREET 1: 10001 WOODLOCH FOREST DRIVE
STREET 2: SUITE 600
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Venator Materials PLC
CENTRAL INDEX KEY: 0001705682
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TITANIUM HOUSE, HANZARD DRIVE
CITY: WYNYARD PARK, STOCKTON-ON-TEES
STATE: X0
ZIP: TS22 5FD
BUSINESS PHONE: 44 (0) 1740 608 001
MAIL ADDRESS:
STREET 1: TITANIUM HOUSE, HANZARD DRIVE
CITY: WYNYARD PARK, STOCKTON-ON-TEES
STATE: X0
ZIP: TS22 5FD
4
1
a4.xml
4
X0306
4
2017-08-16
0
0001705682
Venator Materials PLC
VNTR
0001713222
Buberl Jan
10001 WOODLOCH FOREST DRIVE, SUITE 600
THE WOODLANDS
TX
77380
0
1
0
0
See Remarks
Stock Options
17.13
2017-08-16
4
A
0
4370
0
A
2025-02-04
Ordinary Shares
4370
4370
D
Stock Options
6.67
2017-08-16
4
A
0
30149
0
A
2026-02-03
Ordinary Shares
30149
30149
D
Stock Options
15.81
2017-08-16
4
A
0
14374
0
A
2027-02-01
Ordinary Shares
14374
14374
D
Restricted Stock Units
2017-08-16
4
A
0
15635
0
A
Ordinary Shares
15635
15635
D
Restricted Stock Units
2017-08-16
4
A
0
1947
0
A
Ordinary Shares
1947
1947
D
Restricted Stock Units
2017-08-16
4
A
0
10004
0
A
Ordinary Shares
10004
10004
D
Restricted Stock Units
2017-08-16
4
A
0
6329
0
A
Ordinary Shares
6329
6329
D
The restricted stock units and the options were awarded under the Venator Materials 2017 Stock Incentive Plan to Mrs. Buberl in connection with the initial public offering of ordinary shares, par value $0.001 per share ("Ordinary Shares"), in the capital of Venator Materials PLC (the "Company'). The restricted stock units and the options were converted from awards of the Company's parent in connection with the initial public offering of Ordinary Shares by the Company.
Each option represents a contingent right to purchase one Ordinary Share at an exercise price of $17.13 per share. The options vest and become exercisable on February 4, 2018.
Each option may not be exercised on or after the earliest of the following to take place of (i) the date that is ten (10) years following the date of grant (which is tied to the original grant date of the parent award), (ii) the expiry of the period of six months following certain changes of control and (iii) the expiry of the period during which any person or groups of persons is bound or entitled under Sections 979 to 982 or Sections 983 to 985 of the Companies Act 2006 (or similar law of another jurisdiction) to acquire shares of the same class as the Ordinary Shares.
Each option represents a contingent right to purchase one Ordinary Share at an exercise price of $6.67 per share. The options vest and become exercisable in two substantially equal installments on each of February 3, 2018 and February 3, 2019.
Each option represents a contingent right to purchase one Ordinary Share at an exercise price of $15.81 per share. The options vest and become exercisable in three substantially equal installments on each of February 1, 2018, February 1, 2019 and February 1, 2020.
Each restricted stock unit represents the contingent right to receive one Ordinary Share or an amount of cash equal to the fair market value of an Ordinary Share on the vesting date that would otherwise be issued to Mrs. Buberl.
The restricted stock units will vest on October 14, 2017, provided that Mrs. Buberl remains continuously employed by the Company as of the applicable vesting date.
The restricted stock units will vest on February 4, 2018, provided that Mrs. Buberl remains continuously employed by the Company as of the applicable vesting date.
The restricted stock units will vest in two substantially equal installments on each of February 3, 2018 and February 3, 2019, in each case provided that Mrs. Buberl remains continuously employed by the Company as of the applicable vesting date.
The restricted stock units will vest in three substantially equal installments on each of February 1, 2018, February 1, 2019 and February 1, 2020, in each case provided that Mrs. Buberl remains continuously employed by the Company as of the applicable vesting date.
Vice President, Color Pigments and Timber Treatment
/s/ Jan Buberl, by Sean Pettey, as Attorney-in-Fact
2017-08-18