0001493152-19-015185.txt : 20191007 0001493152-19-015185.hdr.sgml : 20191007 20191007211808 ACCESSION NUMBER: 0001493152-19-015185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191003 FILED AS OF DATE: 20191007 DATE AS OF CHANGE: 20191007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Junger John Squire CENTRAL INDEX KEY: 0001720349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38250 FILM NUMBER: 191141739 MAIL ADDRESS: STREET 1: 16600 PARK LANE CIRCLE CITY: LOS ANGELES STATE: CA ZIP: 90049 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fat Brands, Inc CENTRAL INDEX KEY: 0001705012 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 821302696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 9720 WILSHIRE BLVD., STREET 2: SUITE 500 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 310-406-0600 MAIL ADDRESS: STREET 1: 9720 WILSHIRE BLVD., STREET 2: SUITE 500 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 4 1 ownership.xml X0306 4 2019-10-03 0 0001705012 Fat Brands, Inc FAT 0001720349 Junger John Squire 9720 WILSHIRE BLVD., SUITE 500 BEVERLY HILLS CA 90212 1 0 0 0 SERIES B CUMUALTIVE PREFERRED STOCK 2019-10-03 4 P 0 5000 A 5000 D WARRANT TO PURCHASE COMMON STOCK 8.50 2019-10-03 4 P 0 3000 A 2019-10-03 2024-10-03 COMMON STOCK 3000 3000 D On October 3, 2019, the Reporting Person participated in the Company's public offering and acquired 5,000 shares of Series B Preferred Stock that were accompanied by 3,000 warrants to purchase 3,000 shares of Common Stock at an exercise price of $8.50 per share of Common Stock. Each share of Series B Preferred Stock and the accompanying warrant was acquired at a price of $25.00. /s/ ANDREW A WIEDERHORN ATTORNEY-IN-FACT 2019-10-07