SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Manno Mark Matthew

(Last) (First) (Middle)
CONTURA ENERGY, INC.
340 MARTIN LUTHER KING JR. BLVD.

(Street)
BRISTOL TN 37620

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/09/2018
3. Issuer Name and Ticker or Trading Symbol
Contura Energy, Inc. [ CTRA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Admin & Legal Off & Sec
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.01 par value per share 39,470 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Common Stock 07/26/2016 07/26/2026 Common Stock 15,015(1) $2.5 D
Options to Purchase Common Stock 07/26/2016 07/26/2026 Common Stock 15,015(2) $5 D
Options to Purchase Common Stock (3) 03/07/2027 Common Stock 13,479 $66.13 D
Warrant (right to buy Common Stock) 07/26/2016 07/26/2023 Common Stock 9(4) $46.91(4) D
Explanation of Responses:
1. Represents options to purchase Common Stock granted fully-vested on July 26, 2016.
2. Represents options to purchase Common Stock granted fully-vested on July 26, 2016.
3. Represents options to purchase Common Stock granted on March 7, 2017. The options vested as to 4,489 of the shares of Common Stock on March 7, 2018, and are scheduled to vest as to the remaining 8,990 shares of Common Stock in equal installments on March 7, 2019 and March 7, 2020.
4. Represents 7 warrant certificates to purchase shares of Common Stock, each with an exercise price of $46.91, and each granting the right to purchase 1.15 shares of Common Stock.
/s/ Mark M. Manno 11/09/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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