0001807878-23-000020.txt : 20231010
0001807878-23-000020.hdr.sgml : 20231010
20231010211806
ACCESSION NUMBER: 0001807878-23-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231006
FILED AS OF DATE: 20231010
DATE AS OF CHANGE: 20231010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Working Capital Advisors (UK) Ltd.
CENTRAL INDEX KEY: 0001807878
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 231319276
BUSINESS ADDRESS:
STREET 1: QUERIPEL HOUSE, UNIT 2
STREET 2: 1 DUKE OF YORK SQUARE
CITY: LONDON
STATE: X0
ZIP: SW3 4LY
BUSINESS PHONE: 44 20 7305 7750
MAIL ADDRESS:
STREET 1: QUERIPEL HOUSE, UNIT 2
STREET 2: 1 DUKE OF YORK SQUARE
CITY: LONDON
STATE: X0
ZIP: SW3 4LY
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hsiang-Tze Kenneth Chan
CENTRAL INDEX KEY: 0001899806
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 231319274
MAIL ADDRESS:
STREET 1: QUERIPEL HOUSE UNIT 2
STREET 2: 1 DUKE OF YORK SQUARE
CITY: LONDON
STATE: X0
ZIP: SW3 4LY
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Working Capital Management Pte. Ltd.
CENTRAL INDEX KEY: 0001899655
STATE OF INCORPORATION: U0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 231319275
BUSINESS ADDRESS:
STREET 1: 3 PHILLIP STREET,
STREET 2: 17-01 ROYAL GROUP BUILDING
CITY: SINGAPORE
STATE: U0
ZIP: 048693
BUSINESS PHONE: 65 3158 6857
MAIL ADDRESS:
STREET 1: 3 PHILLIP STREET,
STREET 2: 17-01 ROYAL GROUP BUILDING
CITY: SINGAPORE
STATE: U0
ZIP: 048693
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2023-10-06
0
0001704711
Funko, Inc.
FNKO
0001807878
Working Capital Advisors (UK) Ltd.
QUERIPEL HOUSE, UNIT 2
1 DUKE OF YORK SQUARE
LONDON
X0
SW3 4LY
UNITED KINGDOM
0
0
1
0
0001899655
Working Capital Management Pte. Ltd.
3 PHILLIP STREET,
17-01 ROYAL GROUP BUILDING
SINGAPORE
U0
048693
SINGAPORE
0
0
1
0
0001899806
Hsiang-Tze Kenneth Chan
QUERIPEL HOUSE UNIT 2
1 DUKE OF YORK SQUARE
LONDON
X0
SW3 4LY
UNITED KINGDOM
0
0
1
0
0
Class A Common Stock
2023-10-06
4
P
0
209753
6.8345
A
7076648
I
See footnotes
Class A Common Stock
2023-10-09
4
P
0
16029
6.8628
A
7092677
I
See footnotes
Includes (i) 3,787,164 shares of Class A common stock held directly by Working Capital Fund and (ii) 3,289,484 shares of Class A common stock held directly by High Street, with each held indirectly by the Investment Manager, the Parent Company, and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company.
Includes Class A common stock held directly by High Street Partners, Ltd. ("High Street") and Class A common stock held directly by Working Capital Partners, Ltd. ("Working Capital Fund"), with each held indirectly by Working Capital Advisors (UK) Ltd. (the "Investment Manager"), Working Capital Management Pte. Ltd. (the "Parent Company"), and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company
Includes (i) 3,796,084 shares of Class A common stock held directly by Working Capital Fund and (ii) 3,296,593 shares of Class A common stock held directly by High Street, with each held indirectly by the Investment Manager, the Parent Company, and Kenneth Chan. The Investment Manager serves as the investment manager to High Street and Working Capital Fund. The Parent Company is the sole owner of the Investment Manager. Kenneth Chan is the sole owner of the Parent Company.
Working Capital Advisors (UK) Ltd., By: /s/ Wai Keng Kwok
2023-10-10
Working Capital Management Pte. Ltd., By: /s/ Wai Keng Kwok
2023-10-10
/s/ Kenneth Chan
2023-10-10