0001704711-24-000096.txt : 20240606 0001704711-24-000096.hdr.sgml : 20240606 20240606180731 ACCESSION NUMBER: 0001704711-24-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240604 FILED AS OF DATE: 20240606 DATE AS OF CHANGE: 20240606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levy Sarah Kirshbaum CENTRAL INDEX KEY: 0001786657 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 241026663 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1717711638.xml FORM 4 X0508 4 2024-06-04 0 0001704711 Funko, Inc. FNKO 0001786657 Levy Sarah Kirshbaum C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 1 0 0 0 0 Restricted Stock Units 2024-06-04 4 A 0 10204 0 A CLASS A COMMON STOCK 10204 10204 D Option to Purchase Class A Common Stock 9.43 2024-06-04 4 A 0 25500 0 A 2034-06-04 CLASS A COMMON STOCK 25500 25500 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 4, 2025, subject to the Reporting Person's continued service with the Issuer through the vesting date. The option will vest and become exercisable on June 4, 2025, subject to the Reporting Person's continued service with the Issuer through the vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Sarah Kirshbaum Levy 2024-06-06