0001704711-24-000089.txt : 20240522 0001704711-24-000089.hdr.sgml : 20240522 20240522164605 ACCESSION NUMBER: 0001704711-24-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240520 FILED AS OF DATE: 20240522 DATE AS OF CHANGE: 20240522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Cynthia W CENTRAL INDEX KEY: 0001916187 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 24974016 MAIL ADDRESS: STREET 1: C/O WIZARDS OF THE COAST LLC STREET 2: 1600 LIND AVENUE, SW, STE 400 CITY: RENTON STATE: WA ZIP: 98055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1716410753.xml FORM 4 X0508 4 2024-05-20 0 0001704711 Funko, Inc. FNKO 0001916187 Williams Cynthia W C/O FUNKO, INC 2802 WETMORE AVENUE EVERETT WA 98201 1 1 0 0 Chief Executive Officer 0 Restricted Stock Units 2024-05-20 4 A 0 385208 0 A CLASS A COMMON STOCK 385208 385208 D Restricted Stock Units 2024-05-20 4 A 0 96302 0 A CLASS A COMMON STOCK 96302 96302 D Employee Stock Option (Right to Buy) 8.39 2024-05-20 4 A 0 297974 0 A 2034-05-19 CLASS A COMMON STOCK 297974 297974 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. On May 20, 2024, the Reporting Person was granted 385,208 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. On May 20, 2024, the Reporting Person was granted 96,302 RSUs, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. The option becomes exercisable, if at all, in full if the average daily closing price of the Company's Class A Common Stock during any 90 consecutive trading day period exceeds $25.17 prior to May 20, 2028, subject to the Reporting Person's continued employment with the Company; provided, that, in no event will the option become exercisable prior to May 20, 2026. /s/ Tracy D. Daw as Attorney-in-Fact for Cynthia Williams 2024-05-22