0001704711-24-000089.txt : 20240522
0001704711-24-000089.hdr.sgml : 20240522
20240522164605
ACCESSION NUMBER: 0001704711-24-000089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240520
FILED AS OF DATE: 20240522
DATE AS OF CHANGE: 20240522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Cynthia W
CENTRAL INDEX KEY: 0001916187
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 24974016
MAIL ADDRESS:
STREET 1: C/O WIZARDS OF THE COAST LLC
STREET 2: 1600 LIND AVENUE, SW, STE 400
CITY: RENTON
STATE: WA
ZIP: 98055
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
wk-form4_1716410753.xml
FORM 4
X0508
4
2024-05-20
0
0001704711
Funko, Inc.
FNKO
0001916187
Williams Cynthia W
C/O FUNKO, INC
2802 WETMORE AVENUE
EVERETT
WA
98201
1
1
0
0
Chief Executive Officer
0
Restricted Stock Units
2024-05-20
4
A
0
385208
0
A
CLASS A COMMON STOCK
385208
385208
D
Restricted Stock Units
2024-05-20
4
A
0
96302
0
A
CLASS A COMMON STOCK
96302
96302
D
Employee Stock Option (Right to Buy)
8.39
2024-05-20
4
A
0
297974
0
A
2034-05-19
CLASS A COMMON STOCK
297974
297974
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
On May 20, 2024, the Reporting Person was granted 385,208 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
On May 20, 2024, the Reporting Person was granted 96,302 RSUs, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
The option becomes exercisable, if at all, in full if the average daily closing price of the Company's Class A Common Stock during any 90 consecutive trading day period exceeds $25.17 prior to May 20, 2028, subject to the Reporting Person's continued employment with the Company; provided, that, in no event will the option become exercisable prior to May 20, 2026.
/s/ Tracy D. Daw as Attorney-in-Fact for Cynthia Williams
2024-05-22