0001704711-24-000050.txt : 20240423 0001704711-24-000050.hdr.sgml : 20240423 20240423164359 ACCESSION NUMBER: 0001704711-24-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240421 FILED AS OF DATE: 20240423 DATE AS OF CHANGE: 20240423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Le Pendeven Yves CENTRAL INDEX KEY: 0002014560 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 24865400 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1713905009.xml FORM 4 X0508 4 2024-04-21 0 0001704711 Funko, Inc. FNKO 0002014560 Le Pendeven Yves C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 Acting CFO 0 CLASS A COMMON STOCK 2024-04-21 4 M 0 859 0 A 28842 D CLASS A COMMON STOCK 2024-04-22 4 S 0 223 6.2245 D 28619 D Restricted Stock Units 2024-04-21 4 M 0 859 0 D CLASS A COMMON STOCK 859 859 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Shares were sold to cover taxes upon the vesting of RSUs on April 21, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.22 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. On April 21, 2021 the Reporting Person was granted 3,436 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven 2024-04-23