0001704711-24-000050.txt : 20240423
0001704711-24-000050.hdr.sgml : 20240423
20240423164359
ACCESSION NUMBER: 0001704711-24-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240421
FILED AS OF DATE: 20240423
DATE AS OF CHANGE: 20240423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Le Pendeven Yves
CENTRAL INDEX KEY: 0002014560
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 24865400
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
wk-form4_1713905009.xml
FORM 4
X0508
4
2024-04-21
0
0001704711
Funko, Inc.
FNKO
0002014560
Le Pendeven Yves
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
0
1
0
0
Acting CFO
0
CLASS A COMMON STOCK
2024-04-21
4
M
0
859
0
A
28842
D
CLASS A COMMON STOCK
2024-04-22
4
S
0
223
6.2245
D
28619
D
Restricted Stock Units
2024-04-21
4
M
0
859
0
D
CLASS A COMMON STOCK
859
859
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
Shares were sold to cover taxes upon the vesting of RSUs on April 21, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.22 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
On April 21, 2021 the Reporting Person was granted 3,436 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven
2024-04-23