0001704711-24-000033.txt : 20240402 0001704711-24-000033.hdr.sgml : 20240402 20240402191157 ACCESSION NUMBER: 0001704711-24-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240329 FILED AS OF DATE: 20240402 DATE AS OF CHANGE: 20240402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perlmutter Andrew Mark CENTRAL INDEX KEY: 0001719492 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 24816357 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 wk-form4_1712099507.xml FORM 4 X0508 4 2024-03-29 0 0001704711 Funko, Inc. FNKO 0001719492 Perlmutter Andrew Mark C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 1 0 0 0 0 CLASS A COMMON STOCK 2024-03-29 4 M 0 29004 0 A 365256 D CLASS A COMMON STOCK 2024-03-29 4 M 0 17915 0 A 383171 D CLASS A COMMON STOCK 2024-03-29 4 M 0 28604 0 A 411775 D CLASS A COMMON STOCK 2024-03-29 4 M 0 12328 0 A 424103 D CLASS A COMMON STOCK 2024-03-29 4 M 0 9945 0 A 434048 D CLASS A COMMON STOCK 2024-03-29 4 M 0 2807 0 A 436855 D CLASS A COMMON STOCK 2024-03-29 4 M 0 30000 0 A 466855 D Restricted Stock Units 2024-03-29 4 M 0 29004 0 D CLASS A COMMON STOCK 29004 0 D Restricted Stock Units 2024-03-29 4 M 0 17915 0 D CLASS A COMMON STOCK 17915 0 D Restricted Stock Units 2024-03-29 4 M 0 28604 0 D CLASS A COMMON STOCK 28604 0 D Restricted Stock Units 2024-03-29 4 M 0 12328 0 D CLASS A COMMON STOCK 12328 0 D Restricted Stock Units 2024-03-29 4 M 0 9945 0 D CLASS A COMMON STOCK 9945 0 D Performance Stock Units 2024-03-29 4 M 0 2807 0 D CLASS A COMMON STOCK 2807 0 D Restricted Stock Units 2024-03-29 4 M 0 30000 0 D CLASS A COMMON STOCK 30000 0 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount. On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date. /s/ Tracy Daw as Attorney-in-Fact for Andrew Mark Perlmutter 2024-04-02