0001704711-24-000033.txt : 20240402
0001704711-24-000033.hdr.sgml : 20240402
20240402191157
ACCESSION NUMBER: 0001704711-24-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240329
FILED AS OF DATE: 20240402
DATE AS OF CHANGE: 20240402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perlmutter Andrew Mark
CENTRAL INDEX KEY: 0001719492
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 24816357
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
wk-form4_1712099507.xml
FORM 4
X0508
4
2024-03-29
0
0001704711
Funko, Inc.
FNKO
0001719492
Perlmutter Andrew Mark
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
1
0
0
0
0
CLASS A COMMON STOCK
2024-03-29
4
M
0
29004
0
A
365256
D
CLASS A COMMON STOCK
2024-03-29
4
M
0
17915
0
A
383171
D
CLASS A COMMON STOCK
2024-03-29
4
M
0
28604
0
A
411775
D
CLASS A COMMON STOCK
2024-03-29
4
M
0
12328
0
A
424103
D
CLASS A COMMON STOCK
2024-03-29
4
M
0
9945
0
A
434048
D
CLASS A COMMON STOCK
2024-03-29
4
M
0
2807
0
A
436855
D
CLASS A COMMON STOCK
2024-03-29
4
M
0
30000
0
A
466855
D
Restricted Stock Units
2024-03-29
4
M
0
29004
0
D
CLASS A COMMON STOCK
29004
0
D
Restricted Stock Units
2024-03-29
4
M
0
17915
0
D
CLASS A COMMON STOCK
17915
0
D
Restricted Stock Units
2024-03-29
4
M
0
28604
0
D
CLASS A COMMON STOCK
28604
0
D
Restricted Stock Units
2024-03-29
4
M
0
12328
0
D
CLASS A COMMON STOCK
12328
0
D
Restricted Stock Units
2024-03-29
4
M
0
9945
0
D
CLASS A COMMON STOCK
9945
0
D
Performance Stock Units
2024-03-29
4
M
0
2807
0
D
CLASS A COMMON STOCK
2807
0
D
Restricted Stock Units
2024-03-29
4
M
0
30000
0
D
CLASS A COMMON STOCK
30000
0
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount.
On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.
/s/ Tracy Daw as Attorney-in-Fact for Andrew Mark Perlmutter
2024-04-02