0001209191-19-046686.txt : 20190819 0001209191-19-046686.hdr.sgml : 20190819 20190819180605 ACCESSION NUMBER: 0001209191-19-046686 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190815 FILED AS OF DATE: 20190819 DATE AS OF CHANGE: 20190819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fundamental Capital Partners, LLC CENTRAL INDEX KEY: 0001720908 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 191037506 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER STREET 2: SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 782-0000 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER STREET 2: SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keenley Kevin G. CENTRAL INDEX KEY: 0001720927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 191037507 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER STREET 2: SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McNally Richard L. CENTRAL INDEX KEY: 0001719500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 191037508 MAIL ADDRESS: STREET 1: C/O FUNDAMENTAL CAPITAL, LLC STREET 2: 4 EMBARCADERO CENTER, SUITE 1400 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-15 0 0001704711 Funko, Inc. FNKO 0001720908 Fundamental Capital Partners, LLC C/O FUNDAMENTAL CAPITAL, LLC 4 EMBARCADERO CENTER, SUITE 1400 SAN FRANCISCO CA 94111 0 0 1 0 0001720927 Keenley Kevin G. C/O FUNDAMENTAL CAPITAL, LLC 4 EMBARCADERO CENTER, SUITE 1400 SAN FRANCISCO CA 94111 0 0 1 0 0001719500 McNally Richard L. C/O FUNDAMENTAL CAPITAL, LLC 4 EMBARCADERO CENTER, SUITE 1400 SAN FRANCISCO CA 94111 0 0 1 0 Class A Common Stock 2019-08-15 4 C 0 180000 0.00 A 203721 I By Fundamental Capital, LLC Class B Common Stock 2019-08-15 4 D 0 180000 0.00 D 433138 I By Fundamental Capital, LLC Class A Common Stock 2019-08-15 4 C 0 820000 0.00 A 928062 I By Funko International, LLC Class B Common Stock 2019-08-15 4 D 0 820000 0.00 D 1996538 I By Funko International, LLC Common Units 2019-08-15 4 C 0 180000 0.00 D Class A Common Stock 180000 433138 I By Fundamental Capital, LLC Common Units 2019-08-15 4 C 0 820000 0.00 D Class A Common Stock 820000 1996538 I By Funko International, LLC Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. /s/ Kevin G. Keenley, individually, as Attorney-in-Fact for Richard L. McNally, and as Member of Fundamental Capital Partners, LLC 2019-08-19