0001209191-19-042291.txt : 20190716
0001209191-19-042291.hdr.sgml : 20190716
20190716203833
ACCESSION NUMBER: 0001209191-19-042291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190712
FILED AS OF DATE: 20190716
DATE AS OF CHANGE: 20190716
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fundamental Capital Partners, LLC
CENTRAL INDEX KEY: 0001720908
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 19958112
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER
STREET 2: SUITE 1400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 782-0000
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER
STREET 2: SUITE 1400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keenley Kevin G.
CENTRAL INDEX KEY: 0001720927
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 19958113
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER
STREET 2: SUITE 1400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McNally Richard L.
CENTRAL INDEX KEY: 0001719500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 19958114
MAIL ADDRESS:
STREET 1: C/O FUNDAMENTAL CAPITAL, LLC
STREET 2: 4 EMBARCADERO CENTER, SUITE 1400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Funko International, LLC
CENTRAL INDEX KEY: 0001720926
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 19958115
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER
STREET 2: SUITE 1400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 782-0000
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER
STREET 2: SUITE 1400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-12
0
0001704711
Funko, Inc.
FNKO
0001720908
Fundamental Capital Partners, LLC
C/O FUNDAMENTAL CAPITAL, LLC
4 EMBARCADERO CENTER, SUITE 1400
SAN FRANCISCO
CA
94111
0
0
1
0
0001720927
Keenley Kevin G.
C/O FUNDAMENTAL CAPITAL, LLC
4 EMBARCADERO CENTER, SUITE 1400
SAN FRANCISCO
CA
94920
0
0
1
0
0001719500
McNally Richard L.
C/O FUNDAMENTAL CAPITAL, LLC
4 EMBARCADERO CENTER, SUITE 1400
SAN FRANCISCO
CA
94920
0
0
1
0
0001720926
Funko International, LLC
C/O FUNDAMENTAL CAPITAL, LLC
4 EMBARCADERO CENTER, SUITE 1400
SAN FRANCISCO
CA
94920
0
0
1
0
Class A Common Stock
2019-07-12
4
C
0
180000
0.00
A
225606
I
By Fundamental Capital, LLC
Class B Common Stock
2019-07-12
4
D
0
180000
0.00
D
613138
I
By Fundamental Capital, LLC
Class A Common Stock
2019-07-12
4
C
0
820000
0.00
A
1027762
I
By Funko International, LLC
Class B Common Stock
2019-07-12
4
D
0
820000
0.00
D
2816538
I
By Funko International, LLC
Common Units
2019-07-12
4
C
0
180000
0.00
D
Class A Common Stock
180000
613138
I
By Fundamental Capital, LLC
Common Units
2019-07-12
4
C
0
820000
0.00
D
Class A Common Stock
820000
2816538
I
By Funko International, LLC
Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.
Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.
Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units.
Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock.
/s/ Kevin G. Keenley, individually, as Attorney-in-Fact for Richard L. McNally, as Member of Fundamental Capital Partners, LLC, and for Funko International, LLC, as Member of Fundamental Capital Partners, LLC
2019-07-16