0001140361-24-029234.txt : 20240607
0001140361-24-029234.hdr.sgml : 20240607
20240607120235
ACCESSION NUMBER: 0001140361-24-029234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240604
FILED AS OF DATE: 20240607
DATE AS OF CHANGE: 20240607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TCG Capital Management, LP
CENTRAL INDEX KEY: 0001930483
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 241028160
BUSINESS ADDRESS:
STREET 1: 12180 MILLENNIUM DRIVE
STREET 2: SUITE 500
CITY: PLAYA VISTA
STATE: CA
ZIP: 90094
BUSINESS PHONE: (310) 633-2900
MAIL ADDRESS:
STREET 1: 12180 MILLENNIUM DRIVE
STREET 2: SUITE 500
CITY: PLAYA VISTA
STATE: CA
ZIP: 90094
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
form4.xml
FORM 4
X0508
4
2024-06-04
0001704711
Funko, Inc.
FNKO
0001930483
TCG Capital Management, LP
12180 MILLENNIUM DRIVE
SUITE 500
PLAYA VISTA
CA
90094
true
true
false
Restricted Stock Units
2024-06-04
4
A
0
20408
0
A
Class A Common Stock
20408
20408
I
See footnote
Option to Purchase Class A Common Stock
9.43
2024-06-04
4
A
0
51000
0
A
2034-06-04
Class A Common Stock
51000
51000
I
See footnote
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The 10,204 RSUs granted to Jesse Jacobs on June 4, 2024 will vest on June 4, 2025, subject to Mr. Jacobs' continued service with the Issuer through the vesting date. The 10,204 RSUs granted to Mike Kerns on June 4, 2024 will vest on June 4, 2025, subject to Mr. Kerns' continued service with the Issuer through the vesting date.
The RSUs reported on this row were granted to Jesse Jacobs and Mike Kerns as compensation for their service on the Issuer's board of directors and are held by Mr. Jacobs and Mr. Kerns for the benefit of the reporting person.
The options reported on this row were granted to Jesse Jacobs and Mike Kerns as compensation for his service on the Issuer's board of directors and are held by Mr. Jacobs and Mr. Kerns for the benefit of the reporting person. The 25,500 options granted to Mr. Jacobs on June 4, 2024 will vest and become exercisable on June 4, 2025, subject to Mr. Jacobs' continued service with the Issuer through the vesting date. The 25,500 options granted to Mr. Kerns on June 4, 2024 will vest and become exercisable on June 4, 2025, subject to Mr. Kerns' continued service with the Issuer through the vesting date.
TCG 3.0 Fuji, LP, which is an affiliate of the reporting person managed by the reporting person, is party to a Stockholders Agreement with the Issuer which gives the reporting person and its affiliates the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. Jesse Jacobs and Mike Kerns serve on the Issuer's board of directors pursuant to this right. Mr. Jacobs is Managing Partner of the reporting person, and Mr. Kerns is a Co-founder and Partner of the reporting person. Accordingly, each of Mr. Jacobs and Mr. Kerns may be determined to represent the interests of the reporting person on the Board of Directors of the Issuer, and accordingly, the reporting person may be deemed to be directors for purposes of Section of the Securities Exchange Act of 1934, as amended.
/s/ Lauren Goldberg, General Counsel of General Partner
2024-06-07