0001140361-24-029232.txt : 20240607
0001140361-24-029232.hdr.sgml : 20240607
20240607114731
ACCESSION NUMBER: 0001140361-24-029232
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240604
FILED AS OF DATE: 20240607
DATE AS OF CHANGE: 20240607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kerns Mike
CENTRAL INDEX KEY: 0001851947
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 241028120
MAIL ADDRESS:
STREET 1: 12180 MILLENNIUM DRIVE
STREET 2: SUITE 500
CITY: PLAYA VISTA
STATE: CA
ZIP: 90094
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
form4.xml
FORM 4
X0508
4
2024-06-04
0001704711
Funko, Inc.
FNKO
0001851947
Kerns Mike
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
true
false
Restricted Stock Units
2024-06-04
4
A
0
10204
0
A
Class A Common Stock
10204
10204
D
Option to Purchase Class A Common Stock
9.43
2024-06-04
4
A
0
25500
0
A
2034-06-04
Class A Common Stock
25500
25500
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 4, 2025, subject to the reporting person's continued service with the Issuer through the vesting date.
The reporting person was granted 10,204 restricted stock units and 25,500 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
The options will vest and become exercisable on June 4, 2025, subject to the reporting person's continued service with the Issuer through the vesting date.
/s/ Lauren Goldberg, as Attorney-in-Fact for Mike Kerns
2024-06-07