0001140361-23-026322.txt : 20230523
0001140361-23-026322.hdr.sgml : 20230523
20230523213059
ACCESSION NUMBER: 0001140361-23-026322
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220519
FILED AS OF DATE: 20230523
DATE AS OF CHANGE: 20230523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TCG Capital Management, LP
CENTRAL INDEX KEY: 0001930483
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 23950431
BUSINESS ADDRESS:
STREET 1: 12180 MILLENNIUM DRIVE
STREET 2: SUITE 500
CITY: PLAYA VISTA
STATE: CA
ZIP: 90094
BUSINESS PHONE: (310) 633-2900
MAIL ADDRESS:
STREET 1: 12180 MILLENNIUM DRIVE
STREET 2: SUITE 500
CITY: PLAYA VISTA
STATE: CA
ZIP: 90094
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
form4.xml
X0407
4
2022-05-19
0001704711
Funko, Inc.
FNKO
0001930483
TCG Capital Management, LP
12180 MILLENNIUM DRIVE, SUITE 500
PLAYA VISTA
CA
90094
true
true
false
Restricted Stock Units
2022-05-19
4
A
0
95
0
A
Class A Common Stock
95
95
I
See footnote
Option to Purchase Class A Common Stock
18.84
2022-05-19
4
A
0
237
0
A
2032-05-19
Class A Common Stock
237
237
I
See footnote
Restricted Stock Units
2022-05-24
4
A
0
2080
0
A
Class A Common Stock
2080
2080
I
See footnote
Option to Purchase Class A Common Stock
17.99
2022-05-24
4
A
0
5200
0
A
2032-05-24
Class A Common Stock
5200
5200
I
See footnote
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs granted to Mr. Jacobs on May 19, 2022 will vest on May 19, 2023 and the RSUs granted to Mr. Jacobs on May 24, 2022 will vest on May 24, 2023, in each case subject to Mr. Jacobs' continued service with the Issuer through the vesting date.
The RSUs reported on this row were granted to Jesse Jacobs as compensation for his service on the Issuer's board of directors and are held by Mr. Jacobs for the benefit of the reporting person.
The options reported on this row were granted to Jesse Jacobs as compensation for his service on the Issuer's board of directors and are held by Mr. Jacobs for the benefit of the reporting person. The options granted to Mr. Jacobs on May 19, 2022 will vest on May 19, 2023 and the RSUs granted to Mr. Jacobs on May 24, 2022 will vest on May 24, 2023 and become exercisable on May 19, 2023 and May 24, 2023, respectively, in each case subject to Mr. Jacobs' continued service with the Issuer through the vesting date.
TCG 3.0 Fuji, LP, which is an affiliate of the reporting person managed by the reporting person, is party to a Stockholders Agreement with the Issuer which gives the reporting person and its affiliates the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. Jesse Jacobs serves on the Issuer's board of directors pursuant to this right. Mr. Jacobs is Managing Partner of the reporting person. Accordingly, Mr. Jacobs may be determined to represent the interests of the reporting person on the Board of Directors of the Issuer, and accordingly, the reporting person may be deemed to be directors for purposes of Section of the Securities Exchange Act of 1934, as amended.
/s/ Jesse Jacobs, Managing Partner
2023-05-23