0001140361-23-026322.txt : 20230523 0001140361-23-026322.hdr.sgml : 20230523 20230523213059 ACCESSION NUMBER: 0001140361-23-026322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220519 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCG Capital Management, LP CENTRAL INDEX KEY: 0001930483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 23950431 BUSINESS ADDRESS: STREET 1: 12180 MILLENNIUM DRIVE STREET 2: SUITE 500 CITY: PLAYA VISTA STATE: CA ZIP: 90094 BUSINESS PHONE: (310) 633-2900 MAIL ADDRESS: STREET 1: 12180 MILLENNIUM DRIVE STREET 2: SUITE 500 CITY: PLAYA VISTA STATE: CA ZIP: 90094 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 form4.xml X0407 4 2022-05-19 0001704711 Funko, Inc. FNKO 0001930483 TCG Capital Management, LP 12180 MILLENNIUM DRIVE, SUITE 500 PLAYA VISTA CA 90094 true true false Restricted Stock Units 2022-05-19 4 A 0 95 0 A Class A Common Stock 95 95 I See footnote Option to Purchase Class A Common Stock 18.84 2022-05-19 4 A 0 237 0 A 2032-05-19 Class A Common Stock 237 237 I See footnote Restricted Stock Units 2022-05-24 4 A 0 2080 0 A Class A Common Stock 2080 2080 I See footnote Option to Purchase Class A Common Stock 17.99 2022-05-24 4 A 0 5200 0 A 2032-05-24 Class A Common Stock 5200 5200 I See footnote Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs granted to Mr. Jacobs on May 19, 2022 will vest on May 19, 2023 and the RSUs granted to Mr. Jacobs on May 24, 2022 will vest on May 24, 2023, in each case subject to Mr. Jacobs' continued service with the Issuer through the vesting date. The RSUs reported on this row were granted to Jesse Jacobs as compensation for his service on the Issuer's board of directors and are held by Mr. Jacobs for the benefit of the reporting person. The options reported on this row were granted to Jesse Jacobs as compensation for his service on the Issuer's board of directors and are held by Mr. Jacobs for the benefit of the reporting person. The options granted to Mr. Jacobs on May 19, 2022 will vest on May 19, 2023 and the RSUs granted to Mr. Jacobs on May 24, 2022 will vest on May 24, 2023 and become exercisable on May 19, 2023 and May 24, 2023, respectively, in each case subject to Mr. Jacobs' continued service with the Issuer through the vesting date. TCG 3.0 Fuji, LP, which is an affiliate of the reporting person managed by the reporting person, is party to a Stockholders Agreement with the Issuer which gives the reporting person and its affiliates the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. Jesse Jacobs serves on the Issuer's board of directors pursuant to this right. Mr. Jacobs is Managing Partner of the reporting person. Accordingly, Mr. Jacobs may be determined to represent the interests of the reporting person on the Board of Directors of the Issuer, and accordingly, the reporting person may be deemed to be directors for purposes of Section of the Securities Exchange Act of 1934, as amended. /s/ Jesse Jacobs, Managing Partner 2023-05-23