0001140361-23-026320.txt : 20230523 0001140361-23-026320.hdr.sgml : 20230523 20230523212613 ACCESSION NUMBER: 0001140361-23-026320 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220524 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jacobs Jesse CENTRAL INDEX KEY: 0001851935 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 23950422 MAIL ADDRESS: STREET 1: 12180 MILLENNIUM DRIVE STREET 2: SUITE 500 CITY: PLAYA VISTA STATE: CA ZIP: 90094 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4/A 1 form4.xml X0407 4/A 2022-05-24 2022-05-26 0001704711 Funko, Inc. FNKO 0001851935 Jacobs Jesse C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 true false Restricted Stock Units 2022-05-24 4 A 0 2080 0 A Class A Common Stock 2080 2080 D Option to Purchase Class A Common Stock 17.99 2022-05-24 4 A 0 5200 0 A 2032-05-24 Class A Common Stock 5200 5200 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 24, 2023, subject to the reporting person's continued service with the Issuer through the vesting date. The reporting person was granted 2,080 restricted stock units and 5,200 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The option will vest and become exercisable on May 24, 2023, subject to the reporting person's continued service with the Issuer through the vesting date. Pursuant to a contractual agreement between the reporting person and TCG, any shares of Class A Common Stock issued to the reporting person upon exercise of the options will be immediately transferred to TCG in a transaction exempt from Section 16 pursuant to Rule 16a-13 thereunder. This Amendment is being filed to clarify the nature of the ownership of the securities between the reporting person and TCG.. /s/ Jesse Jacobs 2023-05-23