0001123292-21-000945.txt : 20210608
0001123292-21-000945.hdr.sgml : 20210608
20210608212755
ACCESSION NUMBER: 0001123292-21-000945
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210604
FILED AS OF DATE: 20210608
DATE AS OF CHANGE: 20210608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kriger Adam M.
CENTRAL INDEX KEY: 0001719491
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 211003817
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-06-04
0001704711
Funko, Inc.
FNKO
0001719491
Kriger Adam M.
C/O ACON INVESTMENTS, L.L.C.
1133 CONNECTICUT AVE., NW, SUITE 700
WASHINGTON
DC
20036
1
0
0
0
Stock Option (Right to buy)
23.54
2021-06-04
4
A
0
3983
0
A
2031-06-04
Class A common stock
3983
3983
D
Restricted Stock Units
2021-06-04
4
A
0
1593
0
A
Class A common stock
1593
1593
D
On June 4, 2021, the Issuer granted to the Reporting Person an option to purchase 3,983 shares of the Issuer's Class A common stock, which vests in full on June 4, 2022.
On June 4, 2021, the Issuer granted to the Reporting Person 1,593 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on June 4, 2022.
The Reporting Person is affiliated with ACON Funko Manager, L.L.C, which is a manager of funds that hold securities of the Issuer. The Reporting Person has an agreement with ACON Funko Manager, L.L.C. pursuant to which he holds the reported securities for the benefit of ACON Funko Manager, L.L.C. Accordingly, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
/s/ Teresa Bernstein, Attorney-in-fact
2021-06-08