0001123292-20-000822.txt : 20200529
0001123292-20-000822.hdr.sgml : 20200529
20200529164123
ACCESSION NUMBER: 0001123292-20-000822
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200527
FILED AS OF DATE: 20200529
DATE AS OF CHANGE: 20200529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACON Funko Manager, L.L.C.
CENTRAL INDEX KEY: 0001721560
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 20928634
BUSINESS ADDRESS:
STREET 1: 1133 CONNECTICUT AVE., NW, SUITE 700
CITY: WASHINGTON
STATE: DC
ZIP: 20036
BUSINESS PHONE: 202-454-1100
MAIL ADDRESS:
STREET 1: 1133 CONNECTICUT AVE., NW, SUITE 700
CITY: WASHINGTON
STATE: DC
ZIP: 20036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-05-27
0001704711
Funko, Inc.
FNKO
0001721560
ACON Funko Manager, L.L.C.
C/O ACON INVESTMENTS, L.L.C.
1133 CONNECTICUT AVE., NW, SUITE 700
WASHINGTON
DC
20036
1
0
1
0
Stock Option (Right to buy)
5.80
2020-05-27
4
A
0
17700
0
A
2030-05-27
Class A common stock
17700
17700
I
See footnote
Restricted Stock Units
2020-05-27
4
A
0
10848
0
A
Class A common stock
10848
10848
I
See footnote
Represents a grant of an option to purchase 5,900 shares of the Issuer's Class A common stock to each of Ken Brotman, Gino Dellomo and Adam Kriger, each of whom serves on the Issuer's board of directors as the Reporting Person's representative. The stock options vest in full on May 27, 2021.
Represents a grant of 3,616 Restricted Stock Units ("RSUs") to each of Messrs. Brotman, Dellomo and Kriger, each of which represents a contingent right to receive one share of Class A common stock. At the option of the Issuer, each RSU may also be settled in an amount of cash equal to the value of one share of Class A common stock on the day prior to the applicable distribution or payment date. The RSUs vest in full on May 27, 2021.
Each of Messrs. Brotman, Dellomo and Kriger has an agreement with the Reporting Person pursuant to which he holds the reported securities for the benefit of the Reporting Person. Accordingly, each of Messrs. Brotman, Dellomo and Kriger disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or any other purpose. The grant of such securities is exempt from Schedule 16(b) pursuant to Rule 16b-3 under the Exchange Act.
/s/ Teresa Bernstein, Attorney-in-fact
2020-05-29