0000950170-23-036690.txt : 20230801 0000950170-23-036690.hdr.sgml : 20230801 20230801194605 ACCESSION NUMBER: 0000950170-23-036690 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230730 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perlmutter Andrew Mark CENTRAL INDEX KEY: 0001719492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 231133257 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 ownership.xml 4 X0508 4 2023-07-30 0001704711 Funko, Inc. FNKO 0001719492 Perlmutter Andrew Mark C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 true true false false PRESIDENT true CLASS A COMMON STOCK 2023-07-30 4 M false 333330 0 A 455688 D CLASS A COMMON STOCK 2023-08-01 4 S false 142012 8.0368 D 313676 D Restricted Stock Units 2023-07-30 4 M false 333330 0 D CLASS A COMMON STOCK 333330 0 D Restricted stock units convert into Class A Common Stock on a one-for-one basis. The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. Shares were sold to cover taxes following the vesting of restricted stock units pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.79 to $8.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. On July 30, 2018, the Reporting Person was granted 333,330 restricted stock units, vesting 100% on the fifth anniversary of July 30, 2018, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy D. Daw, as Attorneyin- Fact for Andrew Mark Perlmutter 2023-08-01