0000950170-23-036690.txt : 20230801
0000950170-23-036690.hdr.sgml : 20230801
20230801194605
ACCESSION NUMBER: 0000950170-23-036690
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230730
FILED AS OF DATE: 20230801
DATE AS OF CHANGE: 20230801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perlmutter Andrew Mark
CENTRAL INDEX KEY: 0001719492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 231133257
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
ownership.xml
4
X0508
4
2023-07-30
0001704711
Funko, Inc.
FNKO
0001719492
Perlmutter Andrew Mark
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
true
true
false
false
PRESIDENT
true
CLASS A COMMON STOCK
2023-07-30
4
M
false
333330
0
A
455688
D
CLASS A COMMON STOCK
2023-08-01
4
S
false
142012
8.0368
D
313676
D
Restricted Stock Units
2023-07-30
4
M
false
333330
0
D
CLASS A COMMON STOCK
333330
0
D
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
Shares were sold to cover taxes following the vesting of restricted stock units pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.79 to $8.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any
security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
On July 30, 2018, the Reporting Person was granted 333,330 restricted stock units, vesting 100% on the fifth anniversary of July 30, 2018, subject to the Reporting Person's continued employment with the Issuer through
each applicable vesting date.
/s/ Tracy D. Daw, as Attorneyin- Fact for Andrew Mark Perlmutter
2023-08-01