0000950170-23-036683.txt : 20230801 0000950170-23-036683.hdr.sgml : 20230801 20230801193709 ACCESSION NUMBER: 0000950170-23-036683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230730 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mariotti Brian Richard CENTRAL INDEX KEY: 0001719494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 231133249 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 ownership.xml 4 X0508 4 2023-07-30 0001704711 Funko, Inc. FNKO 0001719494 Mariotti Brian Richard C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 true false false false false CLASS A COMMON STOCK 2023-07-30 4 M false 666670 0 A 807595 D Restricted Stock Units 2023-07-30 4 M false 666670 0 D CLASS A COMMON STOCK 666670 0 D Restricted stock units convert into Class A Common Stock on a one-for-one basis. The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. On July 30, 2018, the Reporting Person was granted 666,670 restricted stock units, vesting 100% on the fifth anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy Daw, as Attorney-in- Fact for Brian Richard Mariotti 2023-08-01