0000950170-23-022461.txt : 20230516
0000950170-23-022461.hdr.sgml : 20230516
20230516160622
ACCESSION NUMBER: 0000950170-23-022461
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230512
FILED AS OF DATE: 20230516
DATE AS OF CHANGE: 20230516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oddie Andrew David
CENTRAL INDEX KEY: 0001926483
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 23927493
MAIL ADDRESS:
STREET 1: C/O FUNCO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
ownership.xml
4
X0407
4
2023-05-12
0001704711
Funko, Inc.
FNKO
0001926483
Oddie Andrew David
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
false
true
false
false
CHIEF REVENUE OFFICER
false
CLASS A COMMON STOCK
2023-05-12
4
M
false
19323
0.00
A
54318
D
CLASS A COMMON STOCK
2023-05-15
4
S
false
9588
11.1933
D
44730
D
Restricted Stock Units
2023-05-12
4
M
false
19323
0.00
D
Class A Common Stock
19323
38648
D
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
Shares were sold to cover taxes upon the vesting of restricted stock units on May 12, 2023 pursuant to a sell to cover instruction.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
On May 12, 2022, the Reporting Person was granted 57,971 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy Daw, as Attorney-in-Fact for Andrew David Oddie
2023-05-15