0000950170-23-022461.txt : 20230516 0000950170-23-022461.hdr.sgml : 20230516 20230516160622 ACCESSION NUMBER: 0000950170-23-022461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230512 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oddie Andrew David CENTRAL INDEX KEY: 0001926483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 23927493 MAIL ADDRESS: STREET 1: C/O FUNCO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 ownership.xml 4 X0407 4 2023-05-12 0001704711 Funko, Inc. FNKO 0001926483 Oddie Andrew David C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 false true false false CHIEF REVENUE OFFICER false CLASS A COMMON STOCK 2023-05-12 4 M false 19323 0.00 A 54318 D CLASS A COMMON STOCK 2023-05-15 4 S false 9588 11.1933 D 44730 D Restricted Stock Units 2023-05-12 4 M false 19323 0.00 D Class A Common Stock 19323 38648 D Restricted stock units convert into Class A Common Stock on a one-for-one basis. Shares were sold to cover taxes upon the vesting of restricted stock units on May 12, 2023 pursuant to a sell to cover instruction. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. On May 12, 2022, the Reporting Person was granted 57,971 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Andrew David Oddie 2023-05-15