0000950170-23-016835.txt : 20230502
0000950170-23-016835.hdr.sgml : 20230502
20230502203545
ACCESSION NUMBER: 0000950170-23-016835
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230501
FILED AS OF DATE: 20230502
DATE AS OF CHANGE: 20230502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mariotti Brian Richard
CENTRAL INDEX KEY: 0001719494
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 23881333
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
ownership.xml
4
X0407
4
2023-05-01
false
0001704711
Funko, Inc.
FNKO
0001719494
Mariotti Brian Richard
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
true
true
false
false
CHIEF EXECUTIVE OFFICER
false
CLASS A COMMON STOCK
2023-05-01
4
M
false
18081
0.00
A
140925
D
Restricted Stock Units
2023-05-01
4
M
false
18081
0.00
D
Class A Common Stock
18081
18081
D
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
On April 29, 2020, the Reporting Person was granted 72,324 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti
2023-05-02