0000950170-23-016835.txt : 20230502 0000950170-23-016835.hdr.sgml : 20230502 20230502203545 ACCESSION NUMBER: 0000950170-23-016835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mariotti Brian Richard CENTRAL INDEX KEY: 0001719494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 23881333 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 ownership.xml 4 X0407 4 2023-05-01 false 0001704711 Funko, Inc. FNKO 0001719494 Mariotti Brian Richard C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 true true false false CHIEF EXECUTIVE OFFICER false CLASS A COMMON STOCK 2023-05-01 4 M false 18081 0.00 A 140925 D Restricted Stock Units 2023-05-01 4 M false 18081 0.00 D Class A Common Stock 18081 18081 D Restricted stock units convert into Class A Common Stock on a one-for-one basis. The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. On April 29, 2020, the Reporting Person was granted 72,324 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti 2023-05-02