0000950170-23-016831.txt : 20230502
0000950170-23-016831.hdr.sgml : 20230502
20230502203032
ACCESSION NUMBER: 0000950170-23-016831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230501
FILED AS OF DATE: 20230502
DATE AS OF CHANGE: 20230502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perlmutter Andrew Mark
CENTRAL INDEX KEY: 0001719492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 23881321
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
ownership.xml
4
X0407
4
2023-05-01
0001704711
Funko, Inc.
FNKO
0001719492
Perlmutter Andrew Mark
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
true
true
false
false
PRESIDENT
true
CLASS A COMMON STOCK
2023-05-01
4
M
false
9944
0.00
A
130412
D
CLASS A COMMON STOCK
2023-05-02
4
S
false
8054
9.4018
D
122358
D
Restricted Stock Units
2023-05-01
4
M
false
9944
0.00
D
Class A Common Stock
9944
9945
D
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
Shares were sold to cover taxes following the vesting of restricted stock units pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on
December 15, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.34 to $9.45, inclusive.
The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon
request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
2023-05-02