0000950170-23-013498.txt : 20230419
0000950170-23-013498.hdr.sgml : 20230419
20230419164846
ACCESSION NUMBER: 0000950170-23-013498
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230417
FILED AS OF DATE: 20230419
DATE AS OF CHANGE: 20230419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mariotti Brian Richard
CENTRAL INDEX KEY: 0001719494
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 23830520
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
ownership.xml
4
X0407
4
2023-04-17
0001704711
Funko, Inc.
FNKO
0001719494
Mariotti Brian Richard
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
true
true
false
false
Chief Executive Officer
false
CLASS A COMMON STOCK
2023-04-17
4
M
false
4688
0
A
111636
D
Restricted Stock Units
2023-04-17
4
M
false
4688
0
D
Class A Common Stock
4688
0
D
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
On April 17, 2019, the Reporting Person was granted 18,750 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 17, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti
2023-04-19