0000899243-22-031650.txt : 20220921
0000899243-22-031650.hdr.sgml : 20220921
20220921201434
ACCESSION NUMBER: 0000899243-22-031650
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220919
FILED AS OF DATE: 20220921
DATE AS OF CHANGE: 20220921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fall Jung Jennifer
CENTRAL INDEX KEY: 0001784540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 221257676
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
FORMER NAME:
FORMER CONFORMED NAME: Jung Jennifer Fall
DATE OF NAME CHANGE: 20190805
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-19
0
0001704711
Funko, Inc.
FNKO
0001784540
Fall Jung Jennifer
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
0
1
0
0
CHIEF FINANCIAL OFFICER
Class A Common Stock
2022-09-19
4
S
0
15645
23.0442
D
73872
D
Class A Common Stock
2022-09-19
4
S
0
21562
23.636
D
52310
D
Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a standing 10b5-1 instruction to cover withholding taxes adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date within a single dollar range to cover taxes upon vesting of restricted stock units for certain employees of the Issuer.
The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $22.27 to $23.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $23.27 to $23.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Tracy Daw, as Attorney-in-Fact for Jennifer Fall Jung
2022-09-21