0000899243-22-031650.txt : 20220921 0000899243-22-031650.hdr.sgml : 20220921 20220921201434 ACCESSION NUMBER: 0000899243-22-031650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220919 FILED AS OF DATE: 20220921 DATE AS OF CHANGE: 20220921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fall Jung Jennifer CENTRAL INDEX KEY: 0001784540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 221257676 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 FORMER NAME: FORMER CONFORMED NAME: Jung Jennifer Fall DATE OF NAME CHANGE: 20190805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-19 0 0001704711 Funko, Inc. FNKO 0001784540 Fall Jung Jennifer C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 CHIEF FINANCIAL OFFICER Class A Common Stock 2022-09-19 4 S 0 15645 23.0442 D 73872 D Class A Common Stock 2022-09-19 4 S 0 21562 23.636 D 52310 D Shares were sold to cover taxes upon the vesting of restricted stock units on September 16, 2022 pursuant to a standing 10b5-1 instruction to cover withholding taxes adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date within a single dollar range to cover taxes upon vesting of restricted stock units for certain employees of the Issuer. The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $22.27 to $23.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker within a single dollar range to cover taxes upon the vesting of restricted stock units for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $23.27 to $23.91, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Tracy Daw, as Attorney-in-Fact for Jennifer Fall Jung 2022-09-21