0000899243-22-024590.txt : 20220630 0000899243-22-024590.hdr.sgml : 20220630 20220630160524 ACCESSION NUMBER: 0000899243-22-024590 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220627 FILED AS OF DATE: 20220630 DATE AS OF CHANGE: 20220630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perlmutter Andrew Mark CENTRAL INDEX KEY: 0001719492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 221058059 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-27 0 0001704711 Funko, Inc. FNKO 0001719492 Perlmutter Andrew Mark C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 1 1 0 0 CHIEF EXECUTIVE OFFICER Class A Common Stock 2022-06-27 4 M 0 4333 0.00 A 135794 D Class A Common Stock 2022-06-28 4 S 0 1733 24.25 D 134061 D Class A Common Stock 2022-06-28 4 S 0 30388 23.4869 D 103673 D Class A Common Stock 2022-06-28 4 S 0 9612 24.5135 D 94061 D Restricted Stock Units 2022-06-27 4 M 0 4333 0.00 D Class A Common Stock 4333 0 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Shares were sold to cover taxes upon the vesting of restricted stock units on June 27, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.06 to $24.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.30 to $24.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter 2022-06-30