0000899243-22-024590.txt : 20220630
0000899243-22-024590.hdr.sgml : 20220630
20220630160524
ACCESSION NUMBER: 0000899243-22-024590
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220627
FILED AS OF DATE: 20220630
DATE AS OF CHANGE: 20220630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perlmutter Andrew Mark
CENTRAL INDEX KEY: 0001719492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 221058059
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-27
0
0001704711
Funko, Inc.
FNKO
0001719492
Perlmutter Andrew Mark
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
1
1
0
0
CHIEF EXECUTIVE OFFICER
Class A Common Stock
2022-06-27
4
M
0
4333
0.00
A
135794
D
Class A Common Stock
2022-06-28
4
S
0
1733
24.25
D
134061
D
Class A Common Stock
2022-06-28
4
S
0
30388
23.4869
D
103673
D
Class A Common Stock
2022-06-28
4
S
0
9612
24.5135
D
94061
D
Restricted Stock Units
2022-06-27
4
M
0
4333
0.00
D
Class A Common Stock
4333
0
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
Shares were sold to cover taxes upon the vesting of restricted stock units on June 27, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.06 to $24.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.30 to $24.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
On June 27, 2018, the Reporting Person was granted 17,330 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
/s/ Tracy Daw, as Attorney-in-Fact for Andrew Mark Perlmutter
2022-06-30