0000899243-22-019760.txt : 20220526 0000899243-22-019760.hdr.sgml : 20220526 20220526170412 ACCESSION NUMBER: 0000899243-22-019760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220524 FILED AS OF DATE: 20220526 DATE AS OF CHANGE: 20220526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levy Sarah Kirshbaum CENTRAL INDEX KEY: 0001786657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 22971173 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: 2802 WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-24 0 0001704711 Funko, Inc. FNKO 0001786657 Levy Sarah Kirshbaum C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 1 0 0 0 Restricted Stock Units 2022-05-24 4 A 0 2080 0.00 A Class A Common Stock 2080 2080 D Option to Purchase Class A Common Stock 17.99 2022-05-24 4 A 0 5200 0.00 A 2032-05-24 Class A Common Stock 5200 5200 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on May 24, 2023, subject to the Reporting Person's continued service with the Issuer through the vesting date. The option will vest and become exercisable on May 24, 2023, subject to the Reporting Person's continued service with the Issuer through the vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Sarah Kirshbaum Levy 2022-05-26