0000899243-22-016462.txt : 20220503 0000899243-22-016462.hdr.sgml : 20220503 20220503200654 ACCESSION NUMBER: 0000899243-22-016462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220429 FILED AS OF DATE: 20220503 DATE AS OF CHANGE: 20220503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fall Jung Jennifer CENTRAL INDEX KEY: 0001784540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 22889371 MAIL ADDRESS: STREET 1: C/O FUNKO, INC. STREET 2: WETMORE AVENUE CITY: EVERETT STATE: WA ZIP: 98201 FORMER NAME: FORMER CONFORMED NAME: Jung Jennifer Fall DATE OF NAME CHANGE: 20190805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-04-29 0 0001704711 Funko, Inc. FNKO 0001784540 Fall Jung Jennifer C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 0 1 0 0 CHIEF FINANCIAL OFFICER Class A Common Stock 2022-04-29 4 M 0 7685 0.00 A 19689 D Class A Common Stock 2022-04-29 4 S 0 2779 16.2222 D 16910 D Restricted Stock Units 2022-04-29 4 M 0 7685 0.00 D Class A Common Stock 7685 15369 D Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2022 pursuant to a standing 10b5-1 instruction letter. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original 30,738 RSUs subject to the award vested or will vest in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. /s/ Tracy D. Daw, as Attorney-in-Fact for Jennifer Fall Jung 2022-05-03