0000899243-21-022794.txt : 20210609
0000899243-21-022794.hdr.sgml : 20210609
20210609171638
ACCESSION NUMBER: 0000899243-21-022794
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210607
FILED AS OF DATE: 20210609
DATE AS OF CHANGE: 20210609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mariotti Brian Richard
CENTRAL INDEX KEY: 0001719494
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 211005964
MAIL ADDRESS:
STREET 1: C/O FUNKO, INC.
STREET 2: 2802 WETMORE AVENUE
CITY: EVERETT
STATE: WA
ZIP: 98201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-07
0
0001704711
Funko, Inc.
FNKO
0001719494
Mariotti Brian Richard
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
1
1
0
0
CHIEF EXECUTIVE OFFICER
Class A Common Stock
2021-06-07
4
C
0
87020
0.00
A
131806
D
Class B Common Stock
2021-06-07
4
D
0
87020
0.00
D
1863006
D
Class A Common Stock
2021-06-07
4
S
0
87020
23.6979
D
44786
D
Class A Common Stock
2021-06-08
4
C
0
118327
0.00
A
163113
D
Class B Common Stock
2021-06-08
4
D
0
118327
0.00
D
1744679
D
Class A Common Stock
2021-06-08
4
S
0
118327
23.9718
D
44786
D
Common Units
2021-06-07
4
C
0
87020
0.00
D
Class A Common Stock
87020
2589813
D
Common Units
2021-06-08
4
C
0
118327
0.00
D
Class A Common Stock
118327
2471486
D
Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for Class A common stock of Funko, Inc. (the "Issuer"), par value $0.0001 per share ("Class A Shares"), on a 1-to-1 basis. The Common Units are fully vested and have no expiration date.
Reflects the cancellation for no consideration of a number of shares of Class B Common Stock of the Issuer, par value $0.0001 per share, in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Shares.
The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.305 to $24.145, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
/s/ Tracy Daw, as Attorney-in-Fact for Brian Richard Mariotti
2021-06-09